0001793373-23-000005.txt : 20231030
0001793373-23-000005.hdr.sgml : 20231030
20231030170128
ACCESSION NUMBER: 0001793373-23-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210602
FILED AS OF DATE: 20231030
DATE AS OF CHANGE: 20231030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STROME MARK E
CENTRAL INDEX KEY: 0000919484
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40449
FILM NUMBER: 231361191
MAIL ADDRESS:
STREET 1: 100 WILSHIRE BLVD
STREET 2: 15TH FL
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STROME INVESTMENT MANAGEMENT LP
CENTRAL INDEX KEY: 0000936711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40449
FILM NUMBER: 231361188
BUSINESS ADDRESS:
STREET 1: 100 WILSHIRE BLVD
STREET 2: 15TH FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
MAIL ADDRESS:
STREET 1: 100 WILSHIRE BLVD
STREET 2: 15TH FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
FORMER NAME:
FORMER CONFORMED NAME: STROME SUSSKIND INVESTMENT MANAGEMENT LP
DATE OF NAME CHANGE: 19950202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STROME GROUP, INC.
CENTRAL INDEX KEY: 0001724136
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40449
FILM NUMBER: 231361187
BUSINESS ADDRESS:
STREET 1: 100 WILSHIRE BLVD., SUITE 1750
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 3109176600
MAIL ADDRESS:
STREET 1: 100 WILSHIRE BLVD., SUITE 1750
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Strome Alpha Fund L P
CENTRAL INDEX KEY: 0001324539
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40449
FILM NUMBER: 231361189
BUSINESS ADDRESS:
STREET 1: 100 WILSHIRE BLVD SUITE 1750
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-917-6600
MAIL ADDRESS:
STREET 1: 100 WILSHIRE BLVD SUITE 1750
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STROME MEZZANINE FUND, LP
CENTRAL INDEX KEY: 0001713153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40449
FILM NUMBER: 231361190
BUSINESS ADDRESS:
STREET 1: 100 WILSHIRE BLVD., SUITE 1750
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 3109176600
MAIL ADDRESS:
STREET 1: 100 WILSHIRE BLVD., SUITE 1750
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zivo Bioscience, Inc.
CENTRAL INDEX KEY: 0001101026
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 870699977
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21 E. LONG LAKE ROAD
STREET 2: SUITE 100
CITY: BLOOMFIELD HILLS
STATE: MI
ZIP: 48304
BUSINESS PHONE: (248) 452 9866
MAIL ADDRESS:
STREET 1: 21 E. LONG LAKE ROAD
STREET 2: SUITE 100
CITY: BLOOMFIELD HILLS
STATE: MI
ZIP: 48304
FORMER COMPANY:
FORMER CONFORMED NAME: HEALTH ENHANCEMENT PRODUCTS INC
DATE OF NAME CHANGE: 20040202
FORMER COMPANY:
FORMER CONFORMED NAME: WESTERN GLORY HOLE INC
DATE OF NAME CHANGE: 19991215
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2021-06-02
1
0001101026
Zivo Bioscience, Inc.
ZIVO
0000919484
STROME MARK E
1688 MERIDIAN AVENUE
SUITE 727
MIAMI BEACH
FL
33139
0
0
1
0
0001713153
STROME MEZZANINE FUND, LP
1688 MERIDIAN AVENUE
SUITE 727
MIAMI BEACH
FL
33139
0
0
1
0
0001324539
Strome Alpha Fund L P
1688 MERIDIAN AVENUE
SUITE 727
MIAMI BEACH
FL
33139
0
0
1
0
0000936711
STROME INVESTMENT MANAGEMENT LP
1688 MERIDIAN AVENUE
SUITE 727
MIAMI BEACH
FL
33139
0
0
1
0
0001724136
STROME GROUP, INC.
1688 MERIDIAN AVENUE
SUITE 727
MIAMI BEACH
FL
33139
0
0
1
0
0
Common Stock
2021-06-02
4
C
0
326286
8
A
326286
I
By entity
Common Stock
2021-06-02
4
P
0
40000
4.99
A
203601
I
By trust
Common Stock Purchase Warrant
5.5
2021-06-02
4
P
0
40000
0.01
A
2021-06-02
2026-06-02
Common Stock
40000
40000
I
By trust
Convertible Debt
8
2021-06-02
4
C
0
2191187
0
D
Common Stock
326286
0
I
By entity
Common Stock Purchase Warrant
8
2022-07-24
4
J
0
3125
0
D
2017-07-24
2022-07-24
Common Stock
3125
0
I
By entity
Common Stock Purchase Warrant
8
2022-09-25
4
J
0
3125
0
D
2017-09-25
2022-09-25
Common Stock
3125
0
I
By entity
Common Stock Purchase Warrant
8
2022-11-20
4
J
0
208333
0
D
2017-11-20
2022-11-20
Common Stock
208333
0
I
By entity
Common Stock Purchase Warrant
8
2022-11-20
4
J
0
8333
0
D
2017-11-20
2022-11-20
Common Stock
8333
0
I
By entity
Common Stock Purchase Warrant
8
2022-11-20
4
J
0
3125
0
D
2017-11-20
2022-11-20
Common Stock
3125
0
I
By entity
Common Stock Purchase Warrant
8
2022-11-20
4
J
0
104166
0
D
2017-11-20
2022-11-20
Common Stock
104166
0
I
By entity
Common Stock Purchase Warrant
8
2022-11-20
4
J
0
4166
0
D
2017-11-20
2022-11-20
Common Stock
4166
0
I
By entity
The reported transaction resulted from the conversion of convertible debt into shares of common stock at $8.00.
This filing is made on behalf of Strome Mezzanine Fund, L.P ("Strome Mezzanine"), Strome Alpha Fund LP ("Strome Alpha"), Strome Investment Management, LP, Strome Group, Inc., and Mark Strome (together, the "Reporting Persons"). Strome Investment Management, LP is the general partner of Strome Mezzanine. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark Strome is the President and CEO of Strome Group, Inc. Strome Investment Management, LP, Strome Group, Inc., and Mark Strome may be deemed to share voting and investment power for the shares held by Strome Mezzanine and Strome Alpha.
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein.
The convertible debt was convertible at any time prior to, and did not expire until, the repayment or conversion of the convertible debt in full.
Expiration of long derivative position (warrant) without value received.
Mark E. Strome
2023-10-30
Mark E. Strome, as President of General Partner, on behalf of Strome Mezzanine Fund, LP
2023-10-30
Mark E. Strome, as President of General Partner, on behalf of Strome Alpha Fund, L.P.
2023-10-30
Mark E. Strome, as President of General Partner, on behalf of Strome Investment Management, LP
2023-10-30
Mark E. Strome, as President, on behalf of Strome Alpha Fund, L.P.
2023-10-30