0001793373-20-000012.txt : 20201013
0001793373-20-000012.hdr.sgml : 20201013
20201013133130
ACCESSION NUMBER: 0001793373-20-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201008
FILED AS OF DATE: 20201013
DATE AS OF CHANGE: 20201013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STROME MARK E
CENTRAL INDEX KEY: 0000919484
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30415
FILM NUMBER: 201235779
MAIL ADDRESS:
STREET 1: 100 WILSHIRE BLVD
STREET 2: 15TH FL
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STROME MEZZANINE FUND, LP
CENTRAL INDEX KEY: 0001713153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30415
FILM NUMBER: 201235780
BUSINESS ADDRESS:
STREET 1: 100 WILSHIRE BLVD., SUITE 1750
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 3109176600
MAIL ADDRESS:
STREET 1: 100 WILSHIRE BLVD., SUITE 1750
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STROME INVESTMENT MANAGEMENT LP
CENTRAL INDEX KEY: 0000936711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30415
FILM NUMBER: 201235781
BUSINESS ADDRESS:
STREET 1: 100 WILSHIRE BLVD
STREET 2: 15TH FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
MAIL ADDRESS:
STREET 1: 100 WILSHIRE BLVD
STREET 2: 15TH FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
FORMER NAME:
FORMER CONFORMED NAME: STROME SUSSKIND INVESTMENT MANAGEMENT LP
DATE OF NAME CHANGE: 19950202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STROME GROUP, INC.
CENTRAL INDEX KEY: 0001724136
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30415
FILM NUMBER: 201235782
BUSINESS ADDRESS:
STREET 1: 100 WILSHIRE BLVD., SUITE 1750
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 3109176600
MAIL ADDRESS:
STREET 1: 100 WILSHIRE BLVD., SUITE 1750
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zivo Bioscience, Inc.
CENTRAL INDEX KEY: 0001101026
STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000]
IRS NUMBER: 870699977
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2804 ORCHARD LAKE ROAD, SUITE 202
CITY: KEEGO HARBOR
STATE: MI
ZIP: 48320
BUSINESS PHONE: (248) 452 9866
MAIL ADDRESS:
STREET 1: 2804 ORCHARD LAKE ROAD, SUITE 202
CITY: KEEGO HARBOR
STATE: MI
ZIP: 48320
FORMER COMPANY:
FORMER CONFORMED NAME: HEALTH ENHANCEMENT PRODUCTS INC
DATE OF NAME CHANGE: 20040202
FORMER COMPANY:
FORMER CONFORMED NAME: WESTERN GLORY HOLE INC
DATE OF NAME CHANGE: 19991215
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-10-08
0
0001101026
Zivo Bioscience, Inc.
OTCQB:ZIVO
0000919484
STROME MARK E
1688 MERIDIAN AVENUE
SUITE 727
MIAMI BEACH
FL
33139
0
0
1
0
0001713153
STROME MEZZANINE FUND, LP
1688 MERIDIAN AVENUE
SUITE 727
MIAMI BEACH
FL
33139
0
0
1
0
0000936711
STROME INVESTMENT MANAGEMENT LP
1688 MERIDIAN AVENUE
SUITE 727
MIAMI BEACH
FL
33139
0
0
1
0
0001724136
STROME GROUP, INC.
1688 MERIDIAN AVENUE
SUITE 727
MIAMI BEACH
FL
33139
0
0
1
0
Common Stock Purchase Warrant
0.12
2020-10-08
4
P
0
1500000
0
A
2020-10-08
2025-10-08
Common Stock
1500000
1500000
I
See footnotes
Strome Mezzanine Fund, L.P. ("Strome Mezzanine") entered into a License Co-Development Participation Agreement dated October 8, 2020 (the "Participation Agreement") with Zivo Bioscience, Inc. ("Zivo"), pursuant to which Strome Mezzanine agreed to fund a portion of the budgeted costs for Zivo's work to enter into certain license agreements. As additional consideration for Strome Mezzanine's funding of the Participation Agreement and to encourage Strome Mezzanine's continued investment in Zivo, Zivo issued this warrant to Strome Mezzanine. No valuation of this portion of the consideration was assigned.
This filing is made on behalf of Strome Mezzanine, Strome Investment Management, LP, Strome Group, Inc., and Mark Strome (together, the "Reporting Persons"). Strome Investment Management, LP is the general partner of Strome Mezzanine. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark Strome is the President and CEO of Strome Group, Inc. Strome Investment Management, LP, Strome Group, Inc., and Mark Strome may be deemed to share voting and investment power for the shares held by Strome Mezzanine.
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein.
Mark E. Strome
2020-10-09
Mark E. Strome, as President of General Partner, on behalf of Strome Mezzanine Fund, LP
2020-10-09
Mark E. Strome, as President of General Partner, on behalf of Strome Investment Management, LP
2020-10-09
Mark E. Strome, as President, on behalf of Strome Group, Inc.
2020-10-09