-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H3j/VL9+SJIDAdIVXddkNjbItjr0UqIzegbUhAURWi5pxjH+rFMXnZYK44dL6z8U 7/oOnhVRouaa6NdrMOECbg== 0000944209-99-001348.txt : 19990816 0000944209-99-001348.hdr.sgml : 19990816 ACCESSION NUMBER: 0000944209-99-001348 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STROME INVESTMENT MANAGEMENT LP CENTRAL INDEX KEY: 0000936711 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 954450882 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04963 FILM NUMBER: 99689135 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BLVD STREET 2: 15TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD STREET 2: 15TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 FORMER COMPANY: FORMER CONFORMED NAME: STROME SUSSKIND INVESTMENT MANAGEMENT LP DATE OF NAME CHANGE: 19950202 13F-HR 1 FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Report for the Calendar Year or Quarter Ended: June 30, 1999. -------------- Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Strome Investment Management, L.P. --------------------------------------------- Address: 100 Wilshire Blvd., 15th Floor --------------------------------------------- Santa Monica, California 90401 --------------------------------------------- Form 13F File Number: 28-4392 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey S. Lambert --------------------------------------------- Title: Chief Financial Officer --------------------------------------------- Phone: (310) 917-6600 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey S. Lambert Santa Monica, California 8/12/99 ------------------------ ----------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4168 Mark Strome ------------------ ------------------------ [Repeat as necessary.] ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Report for the Calendar Year or Quarter Ended: June 30, 1999. -------------- Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mark E. Strome --------------------------------------------- Address: 100 Wilshire Blvd., 15th Floor --------------------------------------------- Santa Monica, California 90401 --------------------------------------------- Form 13F File Number: 28-4168 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey S. Lambert --------------------------------------------- Title: Chief Financial Officer --------------------------------------------- Phone: (310) 917-6600 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey S. Lambert Santa Monica, California 8/12/99 ------------------------ ----------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4392 Strome Investment Management, L.P. ------------------ ---------------------------------- [Repeat as necessary.] REAL ESTATE INVESTMENT TRUSTS STROME SUSSKIND FIRM 07/26/99 11:03 AM STEVE 13F PAGE: 1 G:JEFF13F /CONSOLIDATED 06/30/99
INVESTMENT DISCRETION VOTING AUTHORITY ------------------------------ ----------------------- SECURITY CUSIP MARKET VALUE QUANTITY SOLE SHARE OTHER MGRS SOLE SHARE NONE - --------------------------------------------------------------------------------------------------------------------------------- REAL ESTATE INVESTMENT TRUSTS CHASTAIN CAP CORP 161697107 3,312,500 500,000 500,000 500,000 CRIIMI MAE INC 226603108 90,000 40,000 40,000 40,000 IMPERIAL CR COML MTG INVT CO 45272T102 12,775,559 1,181,500 1,181,500 1,181,500 MORTGAGE INVESTMENT CORP WILSHIRE REAL ESTATE INVT TR 971892104 2,712,500 700,000 700,000 700,000 ---------- 18,890,559 COMMON STOCK ALLIANCE SEMICONDUCTOR CORP 01877H100 1,142,870 115,000 115,000 115,000 AMERICA ONLINE INC 02364J104 4,400,000 40,000 40,000 40,000 APPLIED MATLS INC 038222105 7,387,500 100,000 100,000 100,000 AT HOME CORP 045919107 3,236,280 60,000 60,000 60,000 AVAX TECHNOLOGIES INC 053495305 80,871 20,870 20,870 20,870 COM PAR $0.004 BANK PLUS CORP 064446107 4,649,375 865,000 865,000 865,000 CL A NEW CONCURRENT COMPUTER CORP NEW 206710204 126,260 20,000 20,000 20,000 COVAD COMMUNICATIONS GROUP I 222814204 266,565 5,000 5,000 5,000 CRESCENT OPER INC 22575M100 1,192,275 175,000 175,000 175,000 DBS INDS INC 233041300 140,650 50,000 50,000 50,000 COM PAR $0.0004 DONALDSON LUFKIN&JENRETT NEW 257661504 678,500 23,000 23,000 23,000 E-LOAN INC 26861P107 347,067 9,000 9,000 9,000 EPITOPE INC 294261102 1,804,271 307,110 307,110 307,110 FIRST SIERRA FINL INC 335944104 375,000 15,000 15,000 15,000 GREY WOLF INC 397888108 9,549,205 4,020,718 4,020,718 4,020,718 HOLLYWOOD PK INC NEW 436255103 3,485,000 205,000 205,000 205,000 PAIRED CTF INTEL CORP 458140100 5,057,500 85,000 85,000 85,000 INTERNATIONAL COMFORT PRODS 458978103 182,000 16,000 16,000 16,000 ORD KEY ENERGY SVCS INC 492914106 9,721,289 2,728,400 2,728,400 2,728,400 LONG BEACH FINL CORP 542446109 18,066,240 1,230,000 1,230,000 1,230,000 MICRON TECHNOLOGY INC 595112103 1,012,500 25,000 25,000 25,000 NFRONT INC 65334N109 303,760 20,000 20,000 20,000 NOVELL INC 670006105 424,000 16,000 16,000 16,000 PENNCORP FINL GROUP INC 708094107 789,550 1,579,100 1,579,100 1,579,100 PHILIP MORRIS COS INC 718154107 200,940 5,000 5,000 5,000 PLAINS RES INC 726540503 15,200,000 800,000 800,000 800,000 COM PAR $0.10 PULSEPOINT COMMUNICATIONS 745913103 752,094 126,000 126,000 126,000 RISCORP INC 767597107 148,500 90,000 90,000 90,000
STROME SUSSKIND FIRM 07/26/99 11:03 AM STEVE 13F PAGE: 2 G:JEFF13F /CONSOLIDATED 06/30/99
INVESTMENT DISCRETION VOTING AUTHORITY ------------------------------ ----------------------- SECURITY CUSIP MARKET VALUE QUANTITY SOLE SHARE OTHER MGRS SOLE SHARE NONE - --------------------------------------------------------------------------------------------------------------------------------- SAVOIR TECHNOLOGY GROUP INC 80533W107 1,422,684 151,753 151,753 151,753 STAR TELECOMMUNICATIONS INC 854923109 117,195 15,000 15,000 15,000 TALISMAN ENERGY INC 87425E103 943,252 35,510 35,510 35,510 TELESPECTRUM WORLDWIDE INC 87951U109 100,750 13,000 13,000 13,000 THRUSTMASTER INC 886027101 2,014,176 83,924 83,924 83,924 TUT SYS INC 901103101 220,221 4,500 4,500 4,500 WILLIAMS COS INC 969457100 383,067 9,000 9,000 9,000 CHECK POINT SOFTWARE TECH LT M22465104 214,500 4,000 4,000 4,000 ORD ---------- 96,135,908 ARBITRAGE MICRION CORP 59479P102 168,750 15,000 15,000 15,000 ---------- 168,750 MUTUAL FUNDS EQUITY BAKER FENTRESS & CO 057213100 1,774,600 93,400 93,400 93,400 CLEMENTE GLOBAL GRWTH FD INC 185569100 1,818,675 123,300 123,300 123,300 EMERGING MKTS INFRAST FD INC 290921105 243,069 26,100 26,100 26,100 FIDELITY ADVR EMERG ASIA FD 315803106 369,180 25,200 25,200 25,200 FRANCE GROWTH FD INC 35177K108 842,875 61,300 61,300 61,300 JOHN HANCOCK BK&THRIFT OPTY 409735107 326,800 34,400 34,400 34,400 SH BEN INT KEMPER HIGH INCOME TRUST 48841G106 362,100 40,800 40,800 40,800 SH BEN INT LATIN AMER INVT FD INC 518279104 123,750 11,000 11,000 11,000 NEW SOUTH AFRICA FD INC 64880R101 9,779 97,791 97,791 97,791 PREFERRED INCOME MGMT FD INC 74037Q104 175,950 15,300 15,300 15,300 SPAIN FUND INC 846330108 177,000 11,800 11,800 11,800 THERMO OPPORTUNITY FD INC 883580102 88,800 11,100 11,100 11,100 ---------- 6,312,578 PRIVATE PLACEMENTS NOMAS CORP NEV - UNITS 99NMASU 127,028 46,192 46,192 46,192 (1 COMMON + 1 PFD A + NOTES) SAVOIR TECHNOLGY - RSTD 99SVTGPRR 862,378 91,987 91,987 91,987 ---------- 989,406 PRIVATE PLACEMENTS-CANADA DOLLAR EQUITY CALL OPTIONS
STROME SUSSKIND FIRM 07/26/99 11:03 AM STEVE 13F PAGE: 3 G:JEFF13F /CONSOLIDATED 06/30/99
INVESTMENT DISCRETION VOTING AUTHORITY ------------------------------ ----------------------- SECURITY CUSIP MARKET VALUE QUANTITY SOLE SHARE OTHER MGRS SOLE SHARE NONE - --------------------------------------------------------------------------------------------------------------------------------- CALL EPITOPE INC 2942619GA 37,480 400 400 400 5.000000 07/17/99 CALL EPITOPE INC 2942619GB 8,500 340 340 340 10.000000 07/17/99 CALL EPITOPE INC 2942619GU 6,358 340 340 340 7.500000 07/17/99 ------------ 52,338 EQUITY PUT OPTIONS ------------ ============ 122,549,540
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