-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SE6gcY46lwsADjxD2xHG2xnYK3WOhzVsnYD9AdbQ/ajH0DN87mb5nDZZP/AVKA6n VK2L8asMxZpUV1PZd8F55g== 0000944209-00-000227.txt : 20000223 0000944209-00-000227.hdr.sgml : 20000223 ACCESSION NUMBER: 0000944209-00-000227 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000214 DATE AS OF CHANGE: 20000222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STROME INVESTMENT MANAGEMENT LP CENTRAL INDEX KEY: 0000936711 STANDARD INDUSTRIAL CLASSIFICATION: IRS NUMBER: 954450882 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04963 FILM NUMBER: 544461 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BLVD STREET 2: 15TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD STREET 2: 15TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 FORMER COMPANY: FORMER CONFORMED NAME: STROME SUSSKIND INVESTMENT MANAGEMENT LP DATE OF NAME CHANGE: 19950202 13F-HR 1 FORM 13-F HOLDINGS REPORT ================================================================================ /------------------------------/ / OMB APPROVAL / /------------------------------/ / OMB Number: 3235-0006 / / Expires: February 28, 1994 / / Estimated average burden / / hours per response.... 24.60 / /------------------------------/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000. ----------------- Check here if Amendment [ ]; Amendment Number: ----------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mark E. Strome ------------------------------------------------------- Address: 100 Wilshire Blvd., 15th Floor, Santa Monica, CA 90401 ------------------------------------------------------- ------------------------------------------------------- ------------------------------------------------------- Form 13F File Number: 28- ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey S. Lambert --------------------------------------------- Title: Chief Financial Officer --------------------------------------------- Phone: (310) 917-6600 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey S. Lambert Santa Monica, California February 11, 2000 ------------------------ ----------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4392 Strome Susskind Investment Management, L.P. ------------------ ------------------------------------------- [Repeat as necessary.] ================================================================================ /------------------------------/ / OMB APPROVAL / /------------------------------/ / OMB Number: 3235-0006 / / Expires: February 28, 1994 / / Estimated average burden / / hours per response.... 24.60 / /------------------------------/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 1999. ----------------- Check here if Amendment [ ]; Amendment Number: ----------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Strome Susskind Investment Management, L.P. ------------------------------------------------------- Address: 100 Wilshire Blvd., 15 Floor, Santa Monica, CA 90401 ------------------------------------------------------- ------------------------------------------------------- ------------------------------------------------------- Form 13F File Number: 28- ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey S. Lambert --------------------------------------------- Title: Chief Financial Officer --------------------------------------------- Phone: (310) 917-6600 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey S. Lambert Santa Monica, California February 11, 2000 ------------------------ ----------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4168 Mark Strome ------------------ ------------------------ [Repeat as necessary.] STROME SUSSKIND FIRM 02/09/00 10:51 AM STEVE 13F PAGE: 1 G:JEFF13F /CONSOLIDATED 12/31/99
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------------- ---------------------- SECURITY CUSIP MARKET VALUE QUANTITY SOLE SHARE OTHER MGRS SOLE SHARE NONE - - --------------------------------------------------------------------------------------------------------------------------------- REAL ESTATE INVESTMENT TRUSTS CHASTAIN CAP CORP 161697107 219,000 500,000 500,000 500,000 IMPERIAL CR COML MTG INVT CO 45272T102 15,438,150 1,357,200 1,357,200 1,357,200 MORTGAGE INVESTMENT CORP WILSHIRE REAL ESTATE INVT IN 971892104 2,108,000 992,000 992,000 992,000 ---------- 17,765,150 COMMON STOCK ALCOA INC 013817101 987,700 11,900 11,900 11,900 AMERICAN HOME MTG HLDGS INC 02660M108 298,125 45,000 45,000 45,000 AMERICAN SKIING CO 029654308 81,294 25,500 25,500 25,500 BANK PLUS CORP 064446107 5,333,125 1,855,000 1,855,000 1,855,000 CL A NEW CAMBRIDGE NEUROSCIENCE INC 132426107 85,500 95,000 95,000 95,000 CHARTER COMMUNICATIONS INC D 16117M107 218,750 10,000 10,000 10,000 CITIGROUP INC 172967101 233,889 4,200 4,200 4,200 CLEAR CHANNEL COMMUNICATIONS 184502102 758,625 8,500 8,500 8,500 COLUMBIA / HCA HEALTHCARE CO 197677107 348,824 11,900 11,900 11,900 COMVERSE TECHNOLOGY INC 205862402 405,300 2,800 2,800 2,800 COM PAR $0.10 CRESCENT OPER INC 22575M100 558,250 203,000 203,000 203,000 CYLINK CORP 232565101 475,200 35,200 35,200 35,200 DIVERSINET CORP 25536K204 220,000 10,000 10,000 10,000 ENSCO INTL INC 26874Q100 290,512 12,700 12,700 12,700 GENERAL INSTR CORP DEL 370120107 340,000 4,000 4,000 4,000 GEORGIA PAC CORP 373298108 690,200 13,600 13,600 13,600 HARBINGER CORP 41145C103 308,586 9,700 9,700 9,700 HOTELWORKS COM INC 441473105 50,000 10,000 10,000 10,000 LEHMAN BROTHERS HLDGS INC 524908100 474,252 5,600 5,600 5,600 MANAGEMENT NETWORK GROUP INC 561693102 326,250 10,000 10,000 10,000 MARIMBA INC 56781Q109 377,716 8,200 8,200 8,200 MEAD CORP 582834107 516,912 11,900 11,900 11,900 MOTOROLA INC 620076109 618,450 4,200 4,200 4,200 NATIONAL WIRELESS HLDGS INC 638560102 760,500 26,000 26,000 26,000 NETIA HLDGS S A 64114B104 6,381,730 362,084 362,084 362,084 PENNCORP FINL GROUP INC 708094107 577,065 1,317,500 1,317,500 1,317,500 PLAINS ALL AMERN PIPELINE L 726503105 3,919,500 301,500 301,500 301,500 PLAINS RES INC 726540503 5,732,500 458,600 458,600 458,600 COM PAR $0.10 POWERTEL INC 73936C109 341,275 3,400 3,400 3,400 RISCORP INC 767597107 97,520 40,000 40,000 40,000 STEINWAY MUSICAL INSTRS INC 858495104 445,500 22,000 22,000 22,000 ORD COM
STROME SUSSKIND FIRM 02/09/00 10:51 AM STEVE 13F PAGE: 2 G:JEFF13F /CONSOLIDATED 12/31/99
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------------- ---------------------- SECURITY CUSIP MARKET VALUE QUANTITY SOLE SHARE OTHER MGRS SOLE SHARE NONE - - --------------------------------------------------------------------------------------------------------------------------------- TALISMAN ENERGY INC 87425E103 914,382 35,510 35,510 35,510 THORATEC LABS CORP 885175307 536,250 55,000 55,000 55,000 TIFFANY & CO NEW 886547108 1,133,475 12,700 12,700 12,700 TRIDENT MICROSYSTEMS INC 895919108 230,625 22,500 22,500 22,500 TRICORD SYS INC 896121100 285,187 58,500 58,500 58,500 UNIVISION COMMUNICATIONS INC 914906102 868,598 8,500 8,500 8,500 CL A WORLD ACCESS INC 98141A101 294,525 15,300 15,300 15,300 CHECK POINT SOFTWARE TECH LT M22465104 417,375 2,100 2,100 2,100 ORD ---------- 36,933,472 GOLD STOCKS NEWMONT MNG CORP 651639106 345,450 14,100 14,100 14,100 ---------- 345,450 MUTUAL FUNDS EQUITY ALLIANCE ALL-MKT ADVANTAGE 01852M108 451,000 11,000 11,000 11,000 BAKER FENTRESS & CO 057213209 1,716,187 121,500 121,500 121,500 BOULDER TOTAL RETURN FD INC 101541100 99,786 10,300 10,300 10,300 CLEMENTE GLOBAL GRWTH FD INC 185569100 1,757,025 123,300 123,300 123,300 DELAWARE GRP DIVID & INCOME 245915103 222,000 18,500 18,500 18,500 DELAWARE GRP GLBL DIVID&INCM 245916101 137,175 11,800 11,800 11,800 EMERGING MKTS INFRAST FD INC 290921105 416,025 36,980 36,980 36,980 EUROPE FD INC 29874M103 194,412 10,300 10,300 10,300 FRANCE GROWTH FD INC 35177K108 938,656 61,300 61,300 61,300 INVESCO GLOBAL HEALTH SCIENC 46128N109 414,829 28,124 28,124 28,124 FUND MEXICO FD INC 592835102 298,850 17,200 17,200 17,200 NEW SOUTH AFRICA FD INC 64880R101 9,779 97,791 97,791 97,791 PUTNAM PREMIER INCOME TR 746853100 127,323 21,000 21,000 21,000 SH BEN INT PUTNAM MASTER INTER INCOME 746909100 103,915 17,500 17,500 17,500 SH BEN INT THERMO OPPORTUNITY FD INC 883580102 114,543 14,900 14,900 14,900 ZWEIG TOTAL RETURN FD INC 989837109 382,200 58,800 58,800 58,800 --------- 7,383,707 FOREIGN EQUITIES UPROAR LTD ADR G92934101 245,000 5,000 5,000 5,000 ----------- 245,000 =========== 62,672,779
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