0001019687-14-003426.txt : 20140902 0001019687-14-003426.hdr.sgml : 20140901 20140902162020 ACCESSION NUMBER: 0001019687-14-003426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140808 FILED AS OF DATE: 20140902 DATE AS OF CHANGE: 20140902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC. CENTRAL INDEX KEY: 0001158114 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 760533927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13115 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 BUSINESS PHONE: 281-295-1800 MAIL ADDRESS: STREET 1: 13115 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC DATE OF NAME CHANGE: 20010824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE ALAN D CENTRAL INDEX KEY: 0000936614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36083 FILM NUMBER: 141077817 MAIL ADDRESS: STREET 1: 12231 CROSS CREEK CITY: DALLAS STATE: TX ZIP: 75243 4 1 moore_f4.xml OWNERSHIP DOCUMENT X0306 4 2014-08-08 0 0001158114 APPLIED OPTOELECTRONICS, INC. AAOI 0000936614 MOORE ALAN D C/O APPLIED OPTOELECTRONICS, INC. 13115 JESS PIRTLE BLVD. SUGAR LAND TX 77478 1 0 0 0 Common Stock 2014-08-08 4 A 0 3021 0 A 107704 D s/ David C. Kuo for Alan D. Moore 2014-09-02