0000936528-23-000200.txt : 20231116 0000936528-23-000200.hdr.sgml : 20231116 20231116165828 ACCESSION NUMBER: 0000936528-23-000200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231114 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLZ KELLI CENTRAL INDEX KEY: 0001183910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34654 FILM NUMBER: 231415334 MAIL ADDRESS: STREET 1: PO BOX 580 CITY: BELLINGHAM STATE: WA ZIP: 98227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WAFD INC CENTRAL INDEX KEY: 0000936528 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 911661606 STATE OF INCORPORATION: WA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 425 PIKE STREET CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066247930 MAIL ADDRESS: STREET 1: 425 PIKE ST CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: WASHINGTON FEDERAL INC DATE OF NAME CHANGE: 20230928 FORMER COMPANY: FORMER CONFORMED NAME: WAFD INC DATE OF NAME CHANGE: 20230927 FORMER COMPANY: FORMER CONFORMED NAME: WASHINGTON FEDERAL INC DATE OF NAME CHANGE: 19950206 4 1 wk-form4_1700171896.xml FORM 4 X0508 4 2023-11-14 0 0000936528 WAFD INC WAFD 0001183910 HOLZ KELLI 425 PIKE STREET SEATTLE WA 98101 0 1 0 0 EVP & CFO 0 Common Stock 2023-11-14 4 A 0 22973 27.64 A 90140 D Non-Qualified Stock Option (right to buy) 28.16 2021-10-31 2028-10-31 Common Stock 564 564 D Non-Qualified Stock Option (right to buy) 36.46 2022-10-31 2029-10-31 Common Stock 652 652 D Non-Qualified Stock Option (right to buy) 26.12 2023-10-31 2030-10-31 Common Stock 1276 1276 D Non-Qualified Stock Option (right to buy) 32.49 2024-10-31 2031-10-31 Common Stock 607 607 D Restricted and performance stock grants vest ratably over three years beginning October 31, 2024, respectively, as follows: 9,222 shares, and 13,751 shares based upon certain performance criteria related to total shareholder return. Includes 48,239 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Kelli Holz 2023-11-16