0000936528-23-000183.txt : 20231102 0000936528-23-000183.hdr.sgml : 20231102 20231102201317 ACCESSION NUMBER: 0000936528-23-000183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231031 FILED AS OF DATE: 20231102 DATE AS OF CHANGE: 20231102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cooper Cathy E CENTRAL INDEX KEY: 0001687052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34654 FILM NUMBER: 231374144 BUSINESS ADDRESS: BUSINESS PHONE: 2067778327 MAIL ADDRESS: STREET 1: 425 PIKE STREET CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WAFD INC CENTRAL INDEX KEY: 0000936528 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 911661606 STATE OF INCORPORATION: WA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 425 PIKE STREET CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066247930 MAIL ADDRESS: STREET 1: 425 PIKE ST CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: WASHINGTON FEDERAL INC DATE OF NAME CHANGE: 20230928 FORMER COMPANY: FORMER CONFORMED NAME: WAFD INC DATE OF NAME CHANGE: 20230927 FORMER COMPANY: FORMER CONFORMED NAME: WASHINGTON FEDERAL INC DATE OF NAME CHANGE: 19950206 4 1 wk-form4_1698970387.xml FORM 4 X0508 4 2023-10-31 0 0000936528 WAFD INC WAFD 0001687052 Cooper Cathy E 425 PIKE STREET SEATTLE WA 98101 0 1 0 0 EVP & Chief Consumer Banker 0 Common Stock 2023-10-31 4 D 0 12429 0 D 82444 D Common Stock 2023-10-31 4 F 0 3281 24.68 D 79163 D Common Stock 9807 I By 401(k) Includes 33,767 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Indirect holdings reflect an adjustment of 250 additional shares acquired as a result of cash conversion and dividend reinvestment into shares of Company stock pursuant to the Reporting Person's participation in the Company's 401(k) plan. Cathy E. Cooper 2023-11-02