0000950103-19-000309.txt : 20190108 0000950103-19-000309.hdr.sgml : 20190108 20190108060132 ACCESSION NUMBER: 0000950103-19-000309 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20190107 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20190108 DATE AS OF CHANGE: 20190108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Shire plc CENTRAL INDEX KEY: 0000936402 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-37896 FILM NUMBER: 19514610 BUSINESS ADDRESS: STREET 1: BLOCK 2, MIESIAN PLAZA STREET 2: 50-58 BAGGOT STREET LOWER CITY: DUBLIN 2 STATE: L2 ZIP: D02 HW68 BUSINESS PHONE: 353-1-609-6000 MAIL ADDRESS: STREET 1: BLOCK 2, MIESIAN PLAZA STREET 2: 50-58 BAGGOT STREET LOWER CITY: DUBLIN 2 STATE: L2 ZIP: D02 HW68 FORMER COMPANY: FORMER CONFORMED NAME: Shire Ltd. DATE OF NAME CHANGE: 20080523 FORMER COMPANY: FORMER CONFORMED NAME: Shire plc DATE OF NAME CHANGE: 20051125 FORMER COMPANY: FORMER CONFORMED NAME: SHIRE PHARMACEUTICALS GROUP PLC DATE OF NAME CHANGE: 19980302 8-K 1 dp100639_8k-2.htm FORM 8-K


  
  
UNITED STATES  
SECURITIES AND EXCHANGE COMMISSION  
WASHINGTON, D.C. 20549
 

 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): January 7, 2019
 
SHIRE PLC
(Exact name of registrant as specified in its charter)
 
Jersey, Channel Islands 0-29630 98-0601486
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

 

Block 2 

Miesian Plaza

50-58 Baggot Street Lower

Dublin 2

Republic of Ireland
(Address of principal executive offices)

 

   
Registrant’s telephone number, including area code:     +353 1 609 6000
 
 
(Former name or former address, if changed since last report)
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
 
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 

 
 

Item 8.01. Other Events

 

Shire plc has issued the press release attached hereto as Exhibit 99.1, which is incorporated by reference herein.

 

Item 9.01. Financial Statements and Exhibits

 

(d) Exhibits. The following exhibit is filed herewith:

 

99.1       Press Release dated January 7, 2019

 

 

 

EXHIBIT INDEX

 

Exhibit No. 

 

Description 

   
99.1   Press Release dated January 7, 2019
     

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Shire plc
       
  By:  /s/ W R Mordan
    Name: Bill Mordan
    Title: Company Secretary

 

Date: January 8, 2019

 

 

EX-99.1 2 dp100639_ex9901.htm EXHIBIT 99.1

Exhibit 99.1

 

Press Release  

 

www.shire.com

 

 

Holding(s) in Company

 

January 7, 2019 – Shire plc (LSE: SHP, NASDAQ: SHPG)

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Shire Plc

JE00B2QKY057

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an “X” if appropriate)
Non-UK issuer X

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights  
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights  
Other (please specify)iii:  

3. Details of person subject to the notification obligationiv
Name

UBS Investment Bank

UBS Group AG

City and country of registered office (if applicable)

Zürich

Switzerland 

4. Full name of shareholder(s) (if different from 3.)v
Name UBS AG London Branch
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or reachedvi: 3 January 2019
6. Date on which issuer notified (DD/MM/YYYY): 7 January 2019

7. Total positions of person(s) subject to the notification obligation
  % of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 6.80% 0.78% 7.58% 918,120,398

Position of previous notification (if

applicable)

6.86% 2.23% 9.10%  

 

 

Registered in Jersey, No. 99854, 22 Grenville Street, St Helier, Jersey JE4 8PX

  

 

 

 


8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix % of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect 

(Art 10 of Directive 2004/109/EC) (DTR5.2.1) 

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1) 

Indirect 

(Art 10 of Directive 2004/109/EC) (DTR5.2.1) 

JE00B2QKY057   62'432'281   6.80%
         
         
SUBTOTAL 8. A 62'432'281 6.80%

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
datex
Exercise/
Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights
Right to recall lent ADRs (US82481R1068)   Anytime 396'000 0.04%
US82481R1068     5'174'370 0.56%
Physically settled Long Call Options 18/01/2019 to 18/04/2019   933'000 0.10%
    SUBTOTAL 8. B 1 6'503'370 0.71%

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
datex
Exercise/
Conversion Period xi

Physical or cash

settlementxii

Number of voting rights % of voting rights
Short Put  Options 18/01/2019   Physical 658'800 0.07%
           
           
      SUBTOTAL 8.B.2 658'800 0.07%

 

2 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii  
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
X
Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
UBS Group AG      
UBS AG      
UBS AG London Branch 6.80%   7.58%
       
UBS Group AG      
UBS AG      
UBS Limited      
       
UBS Group AG      
UBS AG      
UBS Switzerland AG      
       
UBS Group AG      
UBS AG      
UBS Americas Holding LLC      
UBS Americas Inc.      
UBS Securities LLC      

 

 

3 

 

 

10. In case of proxy voting, please identify:
Name of the proxy holder  
The number and % of voting rights held  
The date until which the voting rights will be held  

 

11. Additional informationxvi
 

 

Place of completion Opfikon, Switzerland
Date of completion 07.01.2019

 

 

For further information please contact:

 

Investor Relations    
Christoph Brackmann christoph.brackmann@shire.com +41 41 288 41 29
Sun Kim sun.kim@shire.com +1 617 588 8175
Scott Burrows scott.burrows@shire.com +41 41 288 4195
     
Media    
Katie Joyce kjoyce@shire.com   +1 781 482 2779
     

NOTES TO EDITORS

 

About Shire

 

Shire is the global biotechnology leader serving patients with rare diseases and specialized conditions. We seek to push boundaries through discovering and delivering new possibilities for patient communities who often have few or no other champions. Relentlessly on the edge of what’s next, we are serial innovators with a diverse pipeline offering fresh thinking and new hope. Serving patients and partnering with healthcare communities in over 100 countries, we strive to be part of the entire patient journey to enable earlier diagnosis, raise standards of care, accelerate access to treatment, and support patients. Our diverse portfolio of therapeutic areas includes Immunology, Hematology, Genetic Diseases, Neuroscience, Internal Medicine, and Ophthalmics.

 

Championing patients is our call to action - it brings the opportunity - and responsibility - to change people’s lives.

 

www.shire.com

 

 

4 

 

 

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