0000950103-16-014748.txt : 20160711 0000950103-16-014748.hdr.sgml : 20160711 20160711113536 ACCESSION NUMBER: 0000950103-16-014748 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20160711 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160711 DATE AS OF CHANGE: 20160711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Shire plc CENTRAL INDEX KEY: 0000936402 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-29630 FILM NUMBER: 161761108 BUSINESS ADDRESS: STREET 1: HAMPSHIRE INTL BUSINESS PARK STREET 2: CHINEHAM BASINGSTOKE CITY: HAMPSHIRE ENGLAND RG STATE: X0 ZIP: RG24 8EP BUSINESS PHONE: 441256894000 MAIL ADDRESS: STREET 1: HAMPSHIRE INTL BUSINESS PARK STREET 2: CHINEHAM BASINGSTOKE CITY: HAMPSHIRE ENGLAND RG STATE: X0 ZIP: RG24 8EP FORMER COMPANY: FORMER CONFORMED NAME: Shire Ltd. DATE OF NAME CHANGE: 20080523 FORMER COMPANY: FORMER CONFORMED NAME: Shire plc DATE OF NAME CHANGE: 20051125 FORMER COMPANY: FORMER CONFORMED NAME: SHIRE PHARMACEUTICALS GROUP PLC DATE OF NAME CHANGE: 19980302 8-K 1 dp67142_8k.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549 

 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 11, 2016

 

SHIRE PLC

(Exact name of registrant as specified in its charter)

 

Jersey, Channel Islands 0-29630 98-0601486
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

 

5 Riverwalk, Citywest Business Campus, Dublin

24, Republic of Ireland
(Address of principal executive offices)

 

Registrant’s telephone number, including area code: +353 1 429 7700

 

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

Item 8.01. Other Events

 

Shire plc has issued the press release attached hereto as Exhibit 99.1 which is incorporated by reference herein.

 

Item 9.01. Financial Statements and Exhibits

 

(d) Exhibits. The following exhibit is furnished herewith:

 

99.1 Press Release dated July 11, 2016

 

 
 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Shire plc
     
By:  /s/ W R Mordan
  Name: Bill Mordan
  Title: Company Secretary

Date: July 11, 2016

 

 
 

EXHIBIT INDEX

 

Exhibit No.

 

Description

99.1   Press Release dated July 11, 2016

 

 

EX-99.1 2 dp67142_ex9901.htm EXHIBIT 99.1

Exhibit 99.1

 

Press Release  

www.shire.com

  

Holding(s) in Company

 

July 11, 2016 - Shire plc (LSE: SHP, NASDAQ: SHPG)

 

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii
Shire plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other (please specify): Decrease in voting rights ownership due to company increase in shares outstanding X
3. Full name of person(s) subject to the
notification obligation: iii

Harbor International Fund

(a series of Harbor Funds, a Delaware Statutory Trust)

4. Full name of shareholder(s)
 (if different from 3.): iv
 
5. Date of the transaction and date on
which the threshold is crossed or
reached: v

Trade Date: June 30, 2016

Settlement Date: July 5, 2016

6. Date on which issuer notified: July 8, 2016
7. Threshold(s) that is/are crossed or
reached: vi, vii
3% of issuer’s voting rights
         
 
 
8. Notified details:
A: Voting rights attached to shares viii, ix

Class/type of
shares 


if possible using
the ISIN CODE

 

Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of  voting rights x
Direct Direct xi Indirect xii Direct Indirect

Common 

SEDOL: B2QKY05

 

19,156,536 19,156,536 19,156,536 19,156,536 N/A 2.13% N/A
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date xiii
Exercise/
Conversion Period xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights

N/A

 

N/A

 

N/A

 

N/A

 

N/A

 

 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise price Expiration date xvii Exercise/
Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

N/A N/A N/A N/A N/A Nominal Delta
N/A N/A
 
Total (A+B+C)
Number of voting rights Percentage of voting rights
19,156,536 2.13%
                                   
 
 
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

 

N/A

 

 

 

 
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease
to hold:
N/A
12. Date on which proxy holder will cease to hold
voting rights:
N/A
 

13. Additional information:


Completed in Chicago, Illinois, USA

on July 8, 2016

 

14. Contact name:

Jodie L. Crotteau

Assistant Secretary

15. Contact telephone number: 312-443-4428
     
 
 

For further information please contact:

 

Investor Relations    
     
Sarah Elton-Farr seltonfarr@shire.com +44 1256 894157

 

NOTES TO EDITORS

 

Shire is the leading global biotechnology company focused on serving people with rare diseases and other highly specialized conditions. We strive to develop best-in-class products, many of which are available in more than 100 countries across core therapeutic areas including Hematology, Immunology, Neuroscience, Lysosomal Storage Disorders, Gastrointestinal / Internal Medicine / Endocrine and Hereditary Angioedema; a growing franchise in Oncology; and an emerging, innovative pipeline in Ophthalmics.

 

Our employees come to work every day with a shared mission: to develop and deliver breakthrough therapies for the hundreds of millions of people in the world affected by rare diseases and other high-need conditions, and who lack effective therapies to live their lives to the fullest.

 

www.shire.com

 

 

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