SHIRE PLC
|
|||
By:
|
/s/ T May
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||
Name: |
Tatjana May
|
||
Title: |
General Counsel
|
EXHIBIT INDEX
|
|
Number
|
Description
|
99.01
|
Press release dated November 13, 2013
|
99.02 |
Press release dated November 14, 2013
|
Press Release
|
|
www.shire.com
|
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
|
Shire plc
|
2. Reason for the notification
|
State
Yes/No
|
An acquisition or disposal of voting rights
|
Yes
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
No
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
|
Yes
|
An event changing the breakdown of voting rights
|
No
|
Other (please specify):
|
No
|
3. Full name of person(s) subject to the notification obligation:
|
BlackRock Inc.
|
4. Full name of shareholder(s) (if different from 3.):
|
N/A
|
5. Date of the transaction (and date on which the threshold is crossed
or reached if different):
|
8 November 2013
|
6. Date on which issuer notified:
|
12 November 2013
|
7. Threshold(s) that is/are crossed or reached:
|
Below 10%
|
8. Notified details:
|
|||||||
A: Voting rights attached to shares
|
Class/type of shares
if possible using the ISIN CODE
|
Situation previous to
the Triggering
transaction
|
Resulting situation after the triggering
transaction
|
||||||
Number
of
Shares
|
Number
of
Voting
Rights
|
Number
of
shares
|
Number of voting
rights
|
% of voting
rights
|
||||
Direct
|
Direct
|
Indirect
|
Direct
|
Indirect
|
||||
JE00B2QKY057
|
54,260,621
|
54,260,621
|
N/A
|
N/A
|
54,247,601
|
N/A
|
9.79%
|
B: Qualifying Financial Instruments
|
||||
Resulting situation after the triggering transaction
|
||||
Type of
financial
instrument
|
Expiration
date
|
Exercise/Conversion
Period/ Date
|
Number of voting
rights that may be
acquired if the instrument
is exercised/converted
|
% of voting
rights
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
|
||||||
Resulting situation after the triggering transaction
|
||||||
Type of financial
instrument
|
Exercise
price
|
Expiration
date
|
Exercise/
Conversion
period
|
Number of voting
rights instrument
refers to
|
% of voting rights
|
|
CFD
|
N/A
|
N/A
|
N/A
|
1,006,840
|
Nominal
|
Delta
|
0.18%
|
0.18%
|
Total (A+B+C)
|
|
Number of voting rights
|
% of voting rights
|
55,254,441
|
9.98%
|
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
BlackRock Investment Management (UK) Limited – 55,254,441 (9.98%) |
Proxy Voting:
10. Name of the proxy holder:
|
N/A
|
11. Number of voting rights proxy holder will cease to hold:
|
N/A
|
12. Date on which proxy holder will cease to hold voting rights:
|
N/A
|
13. Additional information:
|
BlackRock Regulatory Threshold Reporting Team
|
14. Contact name:
|
Duncan Murray
|
15. Contact telephone number:
|
020 7743 3334
|
Investor Relations
|
||
Eric Rojas
|
erojas@shire.com
|
+1 781 482 0999
|
Sarah Elton-Farr
|
seltonfarr@shire.com
|
+44 1256 894157
|
Press Release
|
|
www.shire.com
|
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
|
Shire plc
|
2. Reason for the notification
|
State
Yes/No
|
An acquisition or disposal of voting rights
|
Yes
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
No
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
|
Yes
|
An event changing the breakdown of voting rights
|
No
|
Other (please specify):
|
No
|
3. Full name of person(s) subject to the notification obligation:
|
BlackRock Inc.
|
4. Full name of shareholder(s) (if different from 3.):
|
N/A
|
5. Date of the transaction (and date on which the threshold is crossed
or reached if different):
|
12 November 2013
|
6. Date on which issuer notified:
|
13 November 2013
|
7. Threshold(s) that is/are crossed or reached:
|
Above 10%
|
8. Notified details:
|
|||||||
A: Voting rights attached to shares
|
Class/type of shares
if possible using the ISIN CODE
|
Situation previous to
the Triggering
transaction
|
Resulting situation after the triggering
transaction
|
||||||
Number
of
Shares
|
Number
of
Voting
Rights
|
Number
of
shares
|
Number of voting
rights
|
% of voting
rights
|
||||
Direct
|
Direct
|
Indirect
|
Direct
|
Indirect
|
||||
JE00B2QKY057
|
54,247,601
|
54,247,601
|
N/A
|
N/A
|
54,081,440
|
N/A
|
9.76%
|
B: Qualifying Financial Instruments
|
||||
Resulting situation after the triggering transaction
|
||||
Type of financial
instrument
|
Expiration
date
|
Exercise/Conversion
Period/ Date
|
Number of voting
rights that may be
acquired if the instrument
is exercised/converted
|
% of voting
rights
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
|
||||||
Resulting situation after the triggering transaction
|
||||||
Type of financial
instrument
|
Exercise
price
|
Expiration
date
|
Exercise/
Conversion
period
|
Number of voting
rights instrument
refers to
|
% of voting rights
|
|
CFD
|
N/A
|
N/A
|
N/A
|
1,403,310
|
Nominal
|
Delta
|
0.25%
|
0.25%
|
Total (A+B+C)
|
|
Number of voting rights
|
% of voting rights
|
55,484,750
|
10.02%
|
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
BlackRock Investment Management (UK) Limited – 55,484,750 (10.02%) |
Proxy Voting:
10. Name of the proxy holder:
|
N/A
|
11. Number of voting rights proxy holder will cease to hold:
|
N/A
|
12. Date on which proxy holder will cease to hold voting rights:
|
N/A
|
13. Additional information:
|
BlackRock Regulatory Threshold Reporting Team
|
14. Contact name:
|
Duncan Murray
|
15. Contact telephone number:
|
020 7743 3334
|
Investor Relations
|
||
Eric Rojas
|
erojas@shire.com
|
+1 781 482 0999
|
Sarah Elton-Farr
|
seltonfarr@shire.com
|
+44 1256 894157
|