0001607125-15-000003.txt : 20150903 0001607125-15-000003.hdr.sgml : 20150903 20150903084751 ACCESSION NUMBER: 0001607125-15-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150901 FILED AS OF DATE: 20150903 DATE AS OF CHANGE: 20150903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALEXANDER STEPHEN B CENTRAL INDEX KEY: 0001177261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 151090839 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-09-01 0 0000936395 CIENA CORP CIEN 0001177261 ALEXANDER STEPHEN B C/O CIENA CORPORATION 7035 RIDGE RD. HANOVER MD 21076-1426 0 1 0 0 Sr VP Chief Technology Officer Common Stock 2015-09-01 4 M 0 3750.0 16.52 A 142932 D Common Stock 2015-09-01 4 S 0 3750.0 21.94 D 139182 D Non-Qualified Stock Option (right to buy) 16.52 2015-09-01 4 M 0 3750.0 0.0 D 2015-11-02 Common Stock 3750 9285 D Shares reported include unvested Restricted Stock Units (RSUs). Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/19/14, as amended. Shares reported include unvested Restricted Stock Units (RSUs). Option vests in equal monthly amounts over 48 months beginning on November 1, 2005. By: Erik Lichter For: Stephen B. Alexander 2015-09-02