0001517305-12-000001.txt : 20120323 0001517305-12-000001.hdr.sgml : 20120323 20120323155328 ACCESSION NUMBER: 0001517305-12-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120321 FILED AS OF DATE: 20120323 DATE AS OF CHANGE: 20120323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dodd James Richard JR CENTRAL INDEX KEY: 0001517305 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 12711939 MAIL ADDRESS: STREET 1: CIENA CORPORATION STREET 2: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2012-03-21 0 0000936395 CIENA CORP CIEN 0001517305 Dodd James Richard JR C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 SVP, Global Marketing Common Stock 2012-03-21 4 S 0 5322.0 15.6612 D 82868.0 D Common Stock 2012-03-21 4 S 0 1065.0 15.6612 D 81803.0 D Common Stock 2012-03-21 4 S 0 750.0 15.662 D 81053.0 D Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 1/1/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 4/4/2011. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 6/1/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 6/2/2011. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011. Shares reported include unvested Restricted Stock Units (RSUs). By: Erik Litcher For: Rick R. Dodd 2012-03-23