0001444157-20-000038.txt : 20201218
0001444157-20-000038.hdr.sgml : 20201218
20201218131944
ACCESSION NUMBER: 0001444157-20-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201216
FILED AS OF DATE: 20201218
DATE AS OF CHANGE: 20201218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rothenstein David M
CENTRAL INDEX KEY: 0001444157
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36250
FILM NUMBER: 201398965
MAIL ADDRESS:
STREET 1: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIENA CORP
CENTRAL INDEX KEY: 0000936395
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 232725311
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
BUSINESS PHONE: 4108658500
MAIL ADDRESS:
STREET 1: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2020-12-16
0
0000936395
CIENA CORP
CIEN
0001444157
Rothenstein David M
C/O CIENA CORPORATION
7035 RIDGE RD.
HANOVER
MD
21076-1426
0
1
0
0
Sr. VP, General Counsel
Common Stock
2020-12-16
4
A
0
16495
0.0
A
266533
D
Common Stock
2020-12-16
4
M
0
22956
A
289489
D
Common Stock
2020-12-16
4
A
0
11004
0.0
A
300493
D
Market Stock Units
0.0
2020-12-16
4
M
0
11478
0.0
D
Common Stock
11478
0
D
Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2021.
Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).
Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020.
Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.
Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 17, 2019 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2020 and 2021.
Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020.
By: Michelle Rankin For: David M Rothenstein
2020-12-18