0001444157-17-000052.txt : 20171214
0001444157-17-000052.hdr.sgml : 20171214
20171214144358
ACCESSION NUMBER: 0001444157-17-000052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171212
FILED AS OF DATE: 20171214
DATE AS OF CHANGE: 20171214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH GARY B
CENTRAL INDEX KEY: 0001032553
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36250
FILM NUMBER: 171255920
MAIL ADDRESS:
STREET 1: C/O CIENA CORPORATION
STREET 2: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIENA CORP
CENTRAL INDEX KEY: 0000936395
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 232725311
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
BUSINESS PHONE: 4108658500
MAIL ADDRESS:
STREET 1: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-12-12
0
0000936395
CIENA CORP
CIEN
0001032553
SMITH GARY B
C/O CIENA CORPORATION
7035 RIDGE RD.
HANOVER
MD
21076-1426
1
1
0
0
PRESIDENT, CEO
Common Stock
2017-12-12
4
A
0
127476
0.0
A
731316
D
Common Stock
2017-12-12
4
A
0
124342
0.0
A
855658
D
Market Stock Units
0.0
2017-12-12
4
A
0
74605
0.0
A
Common Stock
74605
74605
D
Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019.
Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018.
Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.
The MSUs will vest on December 20, 2020, subject to the performance conditions described above.
By: Michelle Rankin For: Gary B. Smith
2017-12-14