0001444157-15-000006.txt : 20150401 0001444157-15-000006.hdr.sgml : 20150401 20150401172845 ACCESSION NUMBER: 0001444157-15-000006 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150323 FILED AS OF DATE: 20150401 DATE AS OF CHANGE: 20150401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothenstein David M CENTRAL INDEX KEY: 0001444157 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 15744373 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4/A 1 edgardoc.xml PRIMARY DOCUMENT X0306 4/A 2015-03-23 2015-03-25 0 0000936395 CIENA CORP CIEN 0001444157 Rothenstein David M C/O CIENA CORPORATION 7035 RIDGE RD. HANOVER MD 21076-1426 0 1 0 0 Sr. VP, General Counsel Common Stock 2015-03-23 4 D 0 842.0 20.4002 D 261152 D Common Stock 2015-03-23 4 D 0 768.0 20.4001 D 260384 D Common Stock 2015-03-23 4 D 0 619.0 20.3988 D 259765 D Common Stock 2015-03-23 4 D 0 414.0 20.4 D 259351 D Common Stock 2015-03-23 4 D 0 230.0 20.3992 D 259121 D Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. Shares reported include unvested Restricted Stock Units (RSUs). Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. By: Erk Lichter For: David M. Rothenstein 2015-04-01