0001444157-14-000012.txt : 20140224 0001444157-14-000012.hdr.sgml : 20140224 20140224155001 ACCESSION NUMBER: 0001444157-14-000012 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140214 FILED AS OF DATE: 20140224 DATE AS OF CHANGE: 20140224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothenstein David M CENTRAL INDEX KEY: 0001444157 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 14636828 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4/A 1 edgardoc.xml PRIMARY DOCUMENT X0306 4/A 2014-02-14 2014-02-18 0 0000936395 CIENA CORP CIEN 0001444157 Rothenstein David M C/O CIENA CORPORATION 7035 RIDGE RD. HANOVER MD 21076-1426 0 1 0 0 Sr. VP, General Counsel Common Stock 2014-02-14 4 M 0 2678.0 16.87 A 256805 D Common Stock 2014-02-14 4 S 0 2678.0 25.0 D 254127 D Common Stock 2014-02-14 4 M 0 2142.0 19.95 A 256269 D Common Stock 2014-02-14 4 S 0 2142.0 25.0 D 254127 D Non-Qualified Stock Option (right to buy) 16.87 2014-02-14 4 M 0 2678.0 0.0 D 2014-10-26 Common Stock 2678 0 D Non-Qualified Stock Option (right to buy) 19.95 2014-02-14 4 M 0 2142.0 0.0 D 2014-12-10 Common Stock 2142 0 D Shares reported include unvested Restricted Stock Units (RSUs). Sales were effected pursuant to Rule 10b5-1 trading plan dated 7/15/2013. Option is fully vested. By: Erik Lichter For: David M Rothenstein 2014-02-21