0001444157-12-000007.txt : 20121220 0001444157-12-000007.hdr.sgml : 20121220 20121220184943 ACCESSION NUMBER: 0001444157-12-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121218 FILED AS OF DATE: 20121220 DATE AS OF CHANGE: 20121220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothenstein David M CENTRAL INDEX KEY: 0001444157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 121278390 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-12-18 0 0000936395 CIENA CORP CIEN 0001444157 Rothenstein David M C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 Sr. VP, General Counsel Common Stock 2012-12-18 4 A 0 36600.0 0.0 A 219571.0 D Common Stock 2012-12-18 4 A 0 9980.0 0.0 A 229551.0 D Common Stock 2012-12-18 4 F 0 4760.0 0.0 D 224791.0 D Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2013. Reflects forfeiture of shares pursuant to Performance Stock Units (PSUs) granted December 14, 2010, as determined by the Compensation Committee on December 18, 2012. Shares reported include unvested Restricted Stock Units (RSUs). By: Erik Lichter For: David M Rothenstein 2012-12-20