0001444157-12-000006.txt : 20120925 0001444157-12-000006.hdr.sgml : 20120925 20120925163245 ACCESSION NUMBER: 0001444157-12-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120921 FILED AS OF DATE: 20120925 DATE AS OF CHANGE: 20120925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothenstein David M CENTRAL INDEX KEY: 0001444157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 121109245 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-09-21 0 0000936395 CIENA CORP CIEN 0001444157 Rothenstein David M C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 Sr. VP, General Counsel Common Stock 2012-09-21 4 S 0 223.0 14.07 D 185621.0 D Common Stock 2012-09-21 4 S 0 1064.0 14.0702 D 184557.0 D Common Stock 2012-09-21 4 S 0 845.0 14.0703 D 183712.0 D Common Stock 2012-09-21 4 S 0 741.0 14.0704 D 182971.0 D Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 10/28/2008. RSU was previously reported in Table I of reporting person's Form 3 on 11/4/08. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2009. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2009. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2010. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011. Shares reported include unvested Restricted Stock Units (RSUs). By: Erik Lichter For: David M Rothenstein 2012-09-25