-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q5ETJ5rARJVIqZW2iZj1dPADoSkKuQbd7jRopqcAVWRIDgv9tR5dm4C6dYkGKJE1 AdK2eHfHMTZBByFLrGKEog== 0001444157-08-000002.txt : 20081104 0001444157-08-000002.hdr.sgml : 20081104 20081104155603 ACCESSION NUMBER: 0001444157-08-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081031 FILED AS OF DATE: 20081104 DATE AS OF CHANGE: 20081104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothenstein David M CENTRAL INDEX KEY: 0001444157 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 081160923 BUSINESS ADDRESS: BUSINESS PHONE: 4109817303 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 3 1 edgardoc.xml PRIMARY DOCUMENT X0203 3 2008-10-31 0 0000936395 CIENA CORP CIEN 0001444157 Rothenstein David M C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 Sr. VP, General Counsel Common Stock 25160 D Non-Qualified Stock Option (right to buy) 16.52 2015-06-10 Common Stock 3571 D Non-Qualified Stock Option (right to buy) 16.87 2014-10-26 Common Stock 2678 D Non-Qualified Stock Option (right to buy) 17.43 2015-10-26 Common Stock 3571 D Non-Qualified Stock Option (right to buy) 19.95 2014-12-10 Common Stock 2142 D Non-Qualified Stock Option (right to buy) 20.65 2014-07-26 Common Stock 3214 D Non-Qualified Stock Option (right to buy) 46.9 2013-11-05 Common Stock 1320 D Non-Qualified Stock Option (right to buy) 114.66 2011-10-16 Common Stock 2692 D Shares reported include restricted stock unit (RSU) awards previously granted representing, in the aggregate, 22,114 shares that remain unvested as of the date of this report. Shares subject to these awards vest over a four-year period from the date of grant with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year. The remaining 595 unvested options vest in equal monthly amounts on the last day of each month through 6/30/2009. Option is fully vested. The remaining 893 unvested options vest in equal monthly amounts on the last day of each month through 10/31/2009. By: Erik Lichter For: David M. Rothenstein 2008-11-04 -----END PRIVACY-ENHANCED MESSAGE-----