0001363623-11-000005.txt : 20110803 0001363623-11-000005.hdr.sgml : 20110803 20110803161813 ACCESSION NUMBER: 0001363623-11-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110801 FILED AS OF DATE: 20110803 DATE AS OF CHANGE: 20110803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morin Philippe CENTRAL INDEX KEY: 0001363623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 111007184 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 FORMER NAME: FORMER CONFORMED NAME: MORIN PHILIPPE DATE OF NAME CHANGE: 20060522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2011-08-01 0 0000936395 CIENA CORP CIEN 0001363623 Morin Philippe C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 Sr. VP, Common Stock 2011-08-01 4 A 0 29865 0 A 178072 D Common Stock 2011-08-01 4 A 0 29865 0 A 207937 D Reflects Restricted Stock Units (RSUs) that vest over three years, with one-third of the grant amount vesting on December 20, 2013, December 20, 2014 and December 20, 2015. Reflects Performance Stock Units (PSUs), one-third of which may be earned at the end of each of the company's fiscal years 2013, 2014 and 2015, subject to achievement of applicable performance goals for such fiscal year, with earned PSUs vesting on December 20th following the relevant fiscal year. Shares reported include unvested Restricted Stock Units (RSUs). By: Erik Lichter For: Philippe Morin 2011-08-03