-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ka3P2vhKcL+xAVtZHJpET6SrPVbA/CXCq+abFCqS9GmOEjxAmORRLXEC2TND6Apv 8JhJ7YQu+vs4/hBW9X1rzQ== 0001360607-07-000007.txt : 20071003 0001360607-07-000007.hdr.sgml : 20071003 20071003160304 ACCESSION NUMBER: 0001360607-07-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071002 FILED AS OF DATE: 20071003 DATE AS OF CHANGE: 20071003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aquino Michael Gerald CENTRAL INDEX KEY: 0001360607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 071153605 BUSINESS ADDRESS: BUSINESS PHONE: 410-694-5700 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-10-02 0 0000936395 CIENA CORP CIEN 0001360607 Aquino Michael Gerald C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 SR VP. Worldwide Sales Common Stock 2007-10-02 4 M 0 1897 16.87 A 39716 D Common Stock 2007-10-02 4 M 0 4583 17.43 A 44299 D Common Stock 2007-10-02 4 M 0 1785 25.06 A 46084 D Common Stock 2007-10-02 4 M 0 11428 19.95 A 57512 D Common Stock 2007-10-02 4 M 0 1083 16.52 A 58595 D Common Stock 2007-10-02 4 M 0 8928 31.43 A 67523 D Common Stock 2007-10-02 4 M 0 5357 22.96 A 72880 D Common Stock 2007-10-02 4 M 0 2142 31.71 A 75022 D Common Stock 2007-10-02 4 M 0 12856 30.1 A 87878 D Common Stock 2007-10-02 4 S 0 50059 42.5082 D 37819 D Non-Qualified Stock Option (right to buy) 16.52 2007-10-02 4 M 0 1083 0 D 2015-06-10 Common Stock 1083 917 D Non-Qualified Stock Option (right to buy) 16.87 2007-10-02 4 M 0 1897 0 D 2014-10-26 Common Stock 1897 781 D Non-Qualified Stock Option (right to buy) 17.43 2007-10-02 4 M 0 4583 0 D 2015-10-26 Common Stock 4583 5417 D Non-Qualified Stock Option (right to buy) 19.95 2007-10-02 4 M 0 11428 0 D 2014-12-10 Common Stock 11428 0 D Non-Qualified Stock Option (right to buy) 22.96 2007-10-02 4 M 0 5357 0 D 2014-05-31 Common Stock 5357 0 D Non-Qualified Stock Option (right to buy) 25.06 2007-10-02 4 M 0 1785 0 D 2014-05-18 Common Stock 1785 0 D Non-Qualified Stock Option (right to buy) 30.1 2007-10-02 4 M 0 12856 0 D 2012-08-20 Common Stock 12856 1 D Non-Qualified Stock Option (right to buy) 31.43 2007-10-02 4 M 0 8928 0 D 2016-06-01 Common Stock 8928 19643 D Non-Qualified Stock Option (right to buy) 31.71 2007-10-02 4 M 0 2142 0 D 2012-11-19 Common Stock 2142 0 D Sales were effected pursuant to Rule 10b5-1 trading plan dated October 2, 2007. Reflects the average sale price of the total shares sold. Actual sales prices are as follows: 300 shares at $42.56; 12,400 shares at $42.55; 2,033 shares at $42.53; 4,000 shares at $42.52; 5,268 shares at $42.51; 14,800 shares at $42.50; 2,299 shares at $42.49; 300 shares at $42.48; 3,000 shares at $42.47; 5,559 shares at $42.45; and 100 shares at $42.28. Option vests at a rate of 25% on June 30, 2006 and 2.084% for each of the 36 months thereafter. Option vests at a rate of 25% on October 31, 2005 and 2.084% for each of the 36 months thereafter. Option vests in equal monthly amounts over 48 months beginning on November 1, 2005. Option is fully vested. Options vest in equal monthly amounts over 48 months beginning on June 1, 2006. By: Erik Lichter For: Michael G. Aquino 2007-10-03 -----END PRIVACY-ENHANCED MESSAGE-----