0001285617-13-000014.txt : 20131226 0001285617-13-000014.hdr.sgml : 20131225 20131226202409 ACCESSION NUMBER: 0001285617-13-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131223 FILED AS OF DATE: 20131226 DATE AS OF CHANGE: 20131226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRODSHAM JAMES CENTRAL INDEX KEY: 0001285617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 131299373 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-12-23 0 0000936395 CIENA CORP CIEN 0001285617 FRODSHAM JAMES C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 SR. VP, Chief Strategy Officer Common Stock 2013-12-23 4 S 0 1424.0 22.2225 D 187833 D Common Stock 2013-12-23 4 S 0 1508.0 22.2221 D 186325 D Common Stock 2013-12-23 4 S 0 1086.0 22.2222 D 185239 D Common Stock 2013-12-23 4 S 0 991.0 22.222 D 184248 D Common Stock 2013-12-23 4 S 0 7237.0 22.22 D 177011 D Common Stock 2013-12-23 4 S 0 2239.0 22.95 D 174772 D Common Stock 2013-12-23 4 S 0 31487.0 22.9047 D 143285 D Common Stock 2013-12-23 4 M 0 12723.0 16.52 A 156008 D Common Stock 2013-12-23 4 S 0 12723.0 22.9051 D 143285 D Non-Qualified Stock Option (right to buy) 16.52 2013-12-23 4 M 0 12723.0 22.9051 D 2009-11-01 2015-11-02 Common Stock 12723 0 D Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2009. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2009. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2010. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to performance stock unit (PSU) award agreement dated 12/18/2012. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2013. By: Erik Lichter For: James A. Frodsham 2013-12-26