-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G0STCvTUkgwxgjUYoWeEZpGZDb0tc4W9z6djinUfwRntnsMFyy6l0gAYO4qu7JyT lYRSVsNP6v6ualBg7JFx3A== 0001285617-10-000005.txt : 20100923 0001285617-10-000005.hdr.sgml : 20100923 20100923164020 ACCESSION NUMBER: 0001285617-10-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100920 FILED AS OF DATE: 20100923 DATE AS OF CHANGE: 20100923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRODSHAM JAMES CENTRAL INDEX KEY: 0001285617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 101087018 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-09-20 0 0000936395 CIENA CORP CIEN 0001285617 FRODSHAM JAMES 5564 CARRISON DRIVE MANOTICK A6 K4M1K7 ONTARIO, CANADA 0 1 0 0 SR. VP, Chief Strategy Officer Common Stock 2010-09-20 4 S 0 268 15.091 D 155399 D Common Stock 2010-09-20 4 S 0 3948 15.0913 D 151451 D Common Stock 2010-09-20 4 S 0 1421 15.0908 D 150030 D Common Stock 2010-09-20 4 S 0 912 15.0916 D 149118 D Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2007. RSU was previously reported in Table I of reporting person's Form 3 on 12/17/09. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2008. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 12/17/2009. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2009. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2009. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 7/28/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 08/18/2010. Shares reported include unvested Restricted Stock Units (RSUs). By: Erik Lichter For: James A Frodsham 2010-09-23 -----END PRIVACY-ENHANCED MESSAGE-----