0001275606-21-000018.txt : 20211216
0001275606-21-000018.hdr.sgml : 20211216
20211216154651
ACCESSION NUMBER: 0001275606-21-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211214
FILED AS OF DATE: 20211216
DATE AS OF CHANGE: 20211216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAMILTON RICK
CENTRAL INDEX KEY: 0001275606
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36250
FILM NUMBER: 211497717
MAIL ADDRESS:
STREET 1: 9500 AMBERGIEN
CITY: AUSTIN
STATE: TX
ZIP: 78729
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIENA CORP
CENTRAL INDEX KEY: 0000936395
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 232725311
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1030
BUSINESS ADDRESS:
STREET 1: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
BUSINESS PHONE: 4108658500
MAIL ADDRESS:
STREET 1: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2021-12-14
0
0000936395
CIENA CORP
CIEN
0001275606
HAMILTON RICK
C/O CIENA CORPORATION
7035 RIDGE RD.
HANOVER
MD
21076-1426
0
1
0
0
SVP, Software and Services
Common Stock
2021-12-14
4
A
0
16279
0.0
A
76446
D
Common Stock
2021-12-14
4
A
0
13486
0.0
A
89932
D
Common Stock
2021-12-14
4
M
0
17386
A
107318
D
Market Stock Units (2021)
0.0
2021-12-14
4
M
0
8693
0.0
D
Common Stock
8693
0
D
Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022.
Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).
Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022.
Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.
Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.
Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.
By: Michelle Rankin For: Rick Hamilton
2021-12-16