0001275606-17-000004.txt : 20170301 0001275606-17-000004.hdr.sgml : 20170301 20170301164201 ACCESSION NUMBER: 0001275606-17-000004 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170227 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phipps Jason CENTRAL INDEX KEY: 0001699193 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 17654800 MAIL ADDRESS: STREET 1: 7410 RIDGE RD CITY: HANOVER STATE: MD ZIP: 21076 3 1 edgardoc.xml PRIMARY DOCUMENT X0206 3 2017-02-27 0 0000936395 CIENA CORP CIEN 0001699193 Phipps Jason C/O CIENA CORPORATION 7035 RIDGE RD. HANOVER MD 21076-1426 0 1 0 0 SVP, Global Sales and Marketin Common Stock 41413 D Non-Qualified Stock Option (right to buy) 46.44 2011-11-01 2017-11-01 Common Stock 5400 D (1) Includes (i) 7,668 Restricted Stock Units (RSUs) that vest in four equal installments on each of March 20, June 20, September 20, and December 20 of 2017, (ii) 8,078 RSUs that vest in eight equal installments on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017, (iii) 6,270 RSUs that vest in twelve equal installments on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017, and (iv) 8,990 RSUs that vest in sixteen equal installments on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017. By: Erik Lichter For: Jason Phipps 2017-03-01