-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BUDdBw6FAzJJilkQcGPDD001gp3QnBVgG//R/4FRZ3zisZaGdNmAGxNyGVWpZGRE CDGqdMSe0kdyeT9cjqHE3g== 0001271965-04-000010.txt : 20040702 0001271965-04-000010.hdr.sgml : 20040702 20040702102839 ACCESSION NUMBER: 0001271965-04-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O NEIL ROBERT A CENTRAL INDEX KEY: 0001271965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 04897568 BUSINESS ADDRESS: STREET 1: CIENA CORP. STREET 2: 1201 WINTERSON RD. CITY: LINTHICUM STATE: MD ZIP: 21090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-06-30 0 0000936395 CIENA CORP CIEN 0001271965 O NEIL ROBERT A 1201 WINTERSON ROAD LINTHICUM MD 21090 0 1 0 0 VP Sales, Data Networking Grp Common Stock 2004-06-30 4 S 0 25000 3.654 D 237869 D Common Stock 2004-07-01 4 S 0 953 3.7 D 236916 D 158,632 shares are restricted shares and are held in a book account at the Transfer Agent which will vest and be distributed monthly to Mr. O'Neil by November 18, 2005; and 79,237 shares are held by Mr. O'Neil without restriction. The 50,650 shares perviously held in escrow pursuant to the merger agreement by and between WaveSmith and CIENA were distributed to Mr. O'Neil on June 16, 2004. 148,268 shares are restricted shares and are held in a book account at the Transfer Agent which will vest and be distributed monthly to Mr. O'Neil by November 18, 2005; and 88,648 shares are held by Mr. O'Neil without restriction. The 50,650 shares perviously held in escrow pursuant to the merger agreement by and between WaveSmith and CIENA were distributed to Mr. O'Neil on June 16, 2004. /s/Robert O'Neil by Anita Weiskerger per POA 2004-07-02 -----END PRIVACY-ENHANCED MESSAGE-----