-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IPb00R63kqjxoCzAJb8RqPoxGJYUyu0fVAK7eamsXtfxSpPSD0vBhjb2kDizd8Oj GEGzeTmgvqqn6CaQR+Hp6A== 0001271965-03-000001.txt : 20031211 0001271965-03-000001.hdr.sgml : 20031211 20031211095642 ACCESSION NUMBER: 0001271965-03-000001 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031119 FILED AS OF DATE: 20031211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O NEIL ROBERT A CENTRAL INDEX KEY: 0001271965 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 031048566 BUSINESS ADDRESS: STREET 1: CIENA CORP. STREET 2: 1201 WINTERSON RD. CITY: LINTHICUM STATE: MD ZIP: 21090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 3/A 1 primary_doc.xml PRIMARY DOCUMENT X0201 3/A 2003-11-19 2003-12-08 0 0000936395 CIENA CORP CIEN 0001271965 O NEIL ROBERT A 1201 WINTERSON ROAD LINTHICUM MD 21090 0 1 0 0 Senior Vice President, DNG Common Stock 419567 D Employee Stock Option (right to buy) 5.29 2004-06-16 2003-06-16 Common Stock 100000 D 50,650 shares held in escrow pursuant to the merger agreement by and between WaveSmith and CIENA; 335,712 shares are restricted shares and are held in a book account at the transfer agent which will be fully vested and distributed to Mr. O'Neil by November 18, 2005; and 33,205 are held by Mr. O'Neil without restriction. The shares vest at a rate of 25% on the one year anniversary date and 2.084% for each full month after the one year anniversary of the vesting commencement date. Robert O'Neil/Anita Weiskerger by POA 2003-12-11 -----END PRIVACY-ENHANCED MESSAGE-----