-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F8pxyZp91XiyY8BIQ3vr9ql4KSwLZDPzju+HTicRabAUWigNvPoURkcCCwuPw+pa 1eRaLCCd4WJjjEvHEm4Okg== 0001266066-09-000009.txt : 20091223 0001266066-09-000009.hdr.sgml : 20091223 20091223172709 ACCESSION NUMBER: 0001266066-09-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091221 FILED AS OF DATE: 20091223 DATE AS OF CHANGE: 20091223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ARTHUR D CENTRAL INDEX KEY: 0001266066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 091259023 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-12-21 0 0000936395 CIENA CORP CIEN 0001266066 SMITH ARTHUR D C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 Sr. VP, Chief Integration Common Stock 2009-12-21 4 S 0 4598 10.9111 D 295845 D Common Stock 2009-12-21 4 S 0 303 10.9109 D 295542 D Common Stock 2009-12-21 4 S 0 4138 10.9112 D 291404 D Common Stock 2009-12-21 4 S 0 5337 10.9112 D 286067 D Shares reported reflect the amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sale instruction related to a Performance-Accelerated Restricted Stock Unit (PARSU) award agreement dated December 18, 2006. Acquisition of the PARSU was previously reported in Table I of reporting person's Form 4 on December 19, 2006. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2007. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2007. Shares reported reflect the amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sale instruction related to a Performance-Accelerated Restricted Stock Unit (PARSU) award agreement dated December 18, 2007. Acquisition of the PARSU was previously reported in Table I of reporting person's Form 4 on December 20, 2007. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2008. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2008. Shares reported include unvested Restricted Stock Units (RSUs). By: Erik J. Lichter For: Arthur D. Smith 2009-12-23 -----END PRIVACY-ENHANCED MESSAGE-----