-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lfowa0cDyrCoepbddaCwK7RmkHcGKcqP1w4u2arhXKxHHDT0ZTXW8Wi/w8ukwlxf euVBeBXQpNMSXIsCKZx1BA== 0001266066-07-000018.txt : 20071220 0001266066-07-000018.hdr.sgml : 20071220 20071220145122 ACCESSION NUMBER: 0001266066-07-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071218 FILED AS OF DATE: 20071220 DATE AS OF CHANGE: 20071220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ARTHUR D CENTRAL INDEX KEY: 0001266066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 071318966 BUSINESS ADDRESS: BUSINESS PHONE: 410-694-5700 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-12-18 0 0000936395 CIENA CORP CIEN 0001266066 SMITH ARTHUR D C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 CHIEF OPERATING OFFICER Common Stock 2007-12-18 4 A 0 36000 0 A 89662 D Common Stock 2007-12-18 4 A 0 14000 0 A 103662 D Non-Qualified Stock Option (right to buy) 35.21 2007-12-18 4 A 0 43000 0 A 2017-12-18 Common Stock 43000 43000 D Reflects Performance-Accelerated Restricted Stock Units (PARSUs) that vest in their entirety on December 20, 2011, subject to acceleration of vesting upon the achievement of performance-based conditions established by the Compensation Committee. Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2008. Stock option vests in equal monthly installments over 48 months, with the initial vesting date of January 1, 2008. By: Erik Lichter For: Arthur D. Smith 2007-12-20 -----END PRIVACY-ENHANCED MESSAGE-----