-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OSTnN720nzJWbgGVegrfttAlYaH5baq4NQOENpmzDh1buaNHAIfuH4Dwk27usQhp vDJPrCKEGQU7WfyegoxJLg== 0001266066-07-000007.txt : 20070608 0001266066-07-000007.hdr.sgml : 20070608 20070608155739 ACCESSION NUMBER: 0001266066-07-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070607 FILED AS OF DATE: 20070608 DATE AS OF CHANGE: 20070608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ARTHUR D CENTRAL INDEX KEY: 0001266066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 07909790 BUSINESS ADDRESS: BUSINESS PHONE: 410-694-5700 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-06-07 0 0000936395 CIENA CORP CIEN 0001266066 SMITH ARTHUR D C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 CHIEF OPERATING OFFICER Common Stock 2007-06-07 4 M 0 2514 16.52 A 57316 D Common Stock 2007-06-07 4 M 0 1785 19.95 A 59101 D Common Stock 2007-06-07 4 S 0 4299 33.3412 D 54802 D Non-Qualified Stock Option (right to buy) 16.52 2007-06-07 4 M 0 2514 0 D 2015-11-02 Common Stock 2514 39615 D Non-Qualified Stock Option (right to buy) 19.95 2007-06-07 4 M 0 1785 0 D 2014-12-10 Common Stock 1785 11773 D Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/07. Reflects the average sale price of the total shares sold. Actual sales prices are as follows: 300 shares at $33.46; 1000 shares at $33.44; 600 shares at $33.32; 200 shares at $33.31; 500 shares at $33.30; 900 shares at $33.29; and 799 shares at $33.28. Option vests at a rate of 25% on the last day of the month of the one year anniversary of the grant date and 2.084% for each of the 36 months thereafter. Option is fully vested. On October 26, 2005, the Board of Directors accelerated the vesting of Ciena's then unvested, "out-of-the-money" stock options. By: Erik Lichter For: Arthur D. Smith 2007-06-08 -----END PRIVACY-ENHANCED MESSAGE-----