-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V4GQLtvbbdScBL2T0K5HX/mjcNHo8hyzplkGa+5M84gw4vOVcfwIR+W2t4bhbQMk WTXzpq4LJ7a86gTPJMp1Aw== 0001266066-07-000006.txt : 20070508 0001266066-07-000006.hdr.sgml : 20070508 20070508111949 ACCESSION NUMBER: 0001266066-07-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070507 FILED AS OF DATE: 20070508 DATE AS OF CHANGE: 20070508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ARTHUR D CENTRAL INDEX KEY: 0001266066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 07826707 BUSINESS ADDRESS: BUSINESS PHONE: 410-694-5700 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-05-07 0 0000936395 CIENA CORP CIEN 0001266066 SMITH ARTHUR D C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 CHIEF OPERATING OFFICER Common Stock 2007-05-07 4 M 0 1785 19.95 A 56587 D Common Stock 2007-05-07 4 M 0 2514 16.52 A 59101 D Common Stock 2007-05-07 4 S 0 4299 29.9442 D 54802 D Non-Qualified Stock Option (right to buy) 16.52 2007-05-07 4 M 0 2514 0 D 2015-11-02 Common Stock 2514 42129 D Non-Qualified Stock Option (right to buy) 19.95 2007-05-07 4 M 0 1785 0 D 2014-12-10 Common Stock 1785 13558 D Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/07. Reflects the average sale price of the total shares sold. Actual sales prices are as follows: 98 shares at $29.84; 2 shares at $29.85; 200 shares at $29.86; 300 shares at $29.87; 200 shares at $29.89; 766 shares at $29.94; 534 shares at $29.95; 700 shares at $29.96; 599 shares at $29.97; 736 shares at $29.98; and 164 shares at $29.99. Option vests at a rate of 25% on the last day of the month of the one year anniversary of the grant date and 2.084% for each of the 36 months thereafter. Option is fully vested. On October 26, 2005, the Board of Directors accelerated the vesting of Ciena's then unvested, "out-of-the-money" stock options. By: Erik Lichter For: Arthur D. Smith 2007-05-08 -----END PRIVACY-ENHANCED MESSAGE-----