-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F/HpLVA0o9nIc07XP3yWB2QCapAVoBMV58XoIydm42zrqhsoMHfdRd6OrckCmcpk cjjNfZTp0UlppqJS0EWVtQ== 0001266066-07-000004.txt : 20070409 0001266066-07-000004.hdr.sgml : 20070409 20070409171248 ACCESSION NUMBER: 0001266066-07-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070409 FILED AS OF DATE: 20070409 DATE AS OF CHANGE: 20070409 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ARTHUR D CENTRAL INDEX KEY: 0001266066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 07756926 BUSINESS ADDRESS: BUSINESS PHONE: 410-694-5700 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-04-09 0 0000936395 CIENA CORP CIEN 0001266066 SMITH ARTHUR D C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 CHIEF OPERATING OFFICER Common Stock 2007-04-09 4 M 0 2514 19.95 A 57771 D Common Stock 2007-04-09 4 S 0 2514 28.9655 D 55257 D Common Stock 2007-04-09 4 M 0 1785 16.52 A 57042 D Common Stock 2007-04-09 4 S 0 1785 28.9655 D 55257 D Non-Qualified Stock Option (right to buy) 16.52 2007-04-09 4 M 0 1785 0 D 2015-11-02 Common Stock 1785 44643 D Non-Qualified Stock Option (right to buy) 19.95 2007-04-09 4 M 0 2514 0 D 2014-12-10 Common Stock 2514 15343 D Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/07. Reflects the average sale price of the total shares sold. Actual sales prices are as follows: 199 shares at $28.92; 700 shares at $28.94; 1000 shares at $28.95; 600 shares at $28.96; and 15 shares at $28.98. Reflects the average sale price of the total shares sold. Actual sales prices are as follows: 185 shares at $28.98; 1229 shares at $28.99; and 371 shares at $29.00. Option vests at a rate of 25% on the last day of the month of the one year anniversary of the grant date and 2.084% for each of the 36 months thereafter. Option is fully vested. On October 26, 2005, the Board of Directors accelerated the vesting of Ciena's then unvested, "out-of-the-money" stock options. By: Erik Lichter For: Arthur D. Smith 2007-04-09 -----END PRIVACY-ENHANCED MESSAGE-----