-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Csh/ztDtelpdNHXgP+YPnVb2Rs9UCENDPpvL6O7sxF2xdaCv8P3yuoNoT/kojMfV mCiRq5R1DCYJnd5CUy5Z7A== 0001266066-06-000006.txt : 20060901 0001266066-06-000006.hdr.sgml : 20060901 20060901182109 ACCESSION NUMBER: 0001266066-06-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060831 FILED AS OF DATE: 20060901 DATE AS OF CHANGE: 20060901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ARTHUR D CENTRAL INDEX KEY: 0001266066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 061072447 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-08-31 0 0000936395 CIENA CORP CIEN 0001266066 SMITH ARTHUR D 1201 WINTERSON ROAD LINTHICUM MD 21090 0 1 0 0 Chief Operating Officer Common Stock 2006-08-31 4 A 0 50000 0 A 197359 D Common Stock 2006-08-31 4 F 0 16975 3.95 D 180384 D Shares reported reflect the satisfaction of performance criteria and vesting in full on August 31, 2006 of a Performance Stock Unit (PSU) award agreement granted on November 1, 2005. Shares reported represent the amount forfeited to cover the tax liabilities of the grantee pursuant to the PSU award agreement. /s/Arthur D. Smith by Anita Weiskerger per POA 2006-09-01 -----END PRIVACY-ENHANCED MESSAGE-----