-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AKwmLRPbSUdZF/EfYNuWZn+qODK2OttbHRJNNG2z2/j8WI4+sb4OPbGWDpZok9nQ 6w3+yK1RD9kMiSlgdoBKRw== 0001266066-05-000001.txt : 20051103 0001266066-05-000001.hdr.sgml : 20051103 20051103155458 ACCESSION NUMBER: 0001266066-05-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051101 FILED AS OF DATE: 20051103 DATE AS OF CHANGE: 20051103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ARTHUR D CENTRAL INDEX KEY: 0001266066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 051176990 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-11-01 0 0000936395 CIENA CORP CIEN 0001266066 SMITH ARTHUR D 1201 WINTERSON ROAD LINTHICUM MD 21090 0 1 0 0 Chief Operating Officer Common Stock 2005-11-01 4 A 0 150000 0 A 150000 D Employee Stock Option (right to buy) 2.36 2005-11-01 4 A 0 325000 0 A 2005-11-01 2015-11-01 Common Stock 325000 325000 D These are Restricted Stock Units that begin vesting on November 1, 2005 and vest in 16 equal quarterly installments on the last day of each fiscal quarter. These options begin vesting on November 1, 2005 and vest in equal monthly amounts over 48 months. /s/Arthur D. Smith by Anita Weiskerger per POA 2005-11-03 -----END PRIVACY-ENHANCED MESSAGE-----