-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CQ6k817Sfy5Ndbq+PdSm0VMvovD7Hy2ufU+y9PhTKEqB9Q2Es8DNxCF06MvwAbYj ViWcTS777v0GAyaNoz0wFg== 0001266066-03-000002.txt : 20031015 0001266066-03-000002.hdr.sgml : 20031013 20031015122929 ACCESSION NUMBER: 0001266066-03-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030903 FILED AS OF DATE: 20031015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ARTHUR D CENTRAL INDEX KEY: 0001266066 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 03941228 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 3 1 primary_doc.xml PRIMARY DOCUMENT X0201 3 2003-09-03 0 0000936395 CIENA CORP CIEN 0001266066 SMITH ARTHUR D 1201 WINTERSON ROAD LINTHICUM MD 21090 0 1 0 0 Sr.V.P., Global Operations Common Stock 0 D Employee Stock Option (right to buy) 6.1875 1999-09-17 2008-09-17 Common Stock 3376 D Employee Stock Option (right to buy) 8.6875 1999-11-12 2008-11-12 Common Stock 11800 D Employee Stock Option (right to buy) 14.9065 2000-10-20 2009-10-20 Common Stock 15600 D Employee Stock Option (right to buy) 33.4065 2001-01-17 2010-01-17 Common Stock 35600 D Employee Stock Option (right to buy) 55.44 2002-05-16 2011-05-16 Common Stock 50000 D Employee Stock Option (right to buy) 16.38 2002-10-16 2011-10-16 Common Stock 90300 D Employee Stock Option 10.29 2003-03-12 2012-03-12 Common Stock 187500 D Employee Stock Option (right to buy) 4.53 2003-11-19 2012-11-19 Common Stock 175000 D The shares vest at rate of 25% on the one year anniversary of the grant date and 2.084% for each full month after the one year anniversary of the grant date. Arthur D. Smith/by Anita Weiskerger pursuant to POA 2003-10-13 EX-99 3 poa_smith.txt POWER OF ATTORNEY POWER OF ATTORNEY The undersigned hereby constitutes and appoints Russell B. Stevenson, Jr. and Anita J. Weiskerger, or his/her assignee, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities and Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for an on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Forms 3, 4 or 5 and the timely filing of such form with the United States Securities and Exchange Commission, the Nasdaq Stock Market and any other authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney can only be revoked by delivering a signed, original "Revocation of Power of Attorney" to the attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 3rd day of October, 2003. /s/ Arthur Smith Signature Arthur Smith Print Name -----END PRIVACY-ENHANCED MESSAGE-----