-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OzZh53T/Atm2ymCdNTukY9Pnh3A9nioboH4llx9aI303wDHa2t63wKewLQtjvy3k bNNxYrljHVxgwjZ+0hIP0w== 0001209191-10-061113.txt : 20101216 0001209191-10-061113.hdr.sgml : 20101216 20101216172233 ACCESSION NUMBER: 0001209191-10-061113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101214 FILED AS OF DATE: 20101216 DATE AS OF CHANGE: 20101216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothenstein David M CENTRAL INDEX KEY: 0001444157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 101257669 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-12-14 0 0000936395 CIENA CORP CIEN 0001444157 Rothenstein David M 1201 WINTERSON ROAD LINTHICUM MD 21090 0 1 0 0 SVP, Gen. Counsel Common Stock 2010-12-14 4 A 0 38110 19.10 A 177921 D Common Stock 2010-12-14 4 A 0 9520 19.10 A 187441 D Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2011. Reflects Performance Stock Units (PSUs) for which the vesting is subject to the achievement of certain performance goals and an additional service period. Based upon the timing of achievement of the performance goals, the target amounts reported may increase by as much as an additional 70% of the grant amount reported above. Shares reported include unvested Restricted Stock Units (RSUs). By: Erik J. Lichter For: David M. Rothenstein 2010-12-16 -----END PRIVACY-ENHANCED MESSAGE-----