-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KcSvIQPMRwfEYB2hu088L650f7t7GdM3li8KmaomVODkNXwj5QNtV49AmzTnlE7W XA7SDKDYRlz4uqeEB/97iw== 0001209191-07-065630.txt : 20071121 0001209191-07-065630.hdr.sgml : 20071121 20071121122729 ACCESSION NUMBER: 0001209191-07-065630 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071103 FILED AS OF DATE: 20071121 DATE AS OF CHANGE: 20071121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH GARY B CENTRAL INDEX KEY: 0001032553 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 071262237 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0202 4/A 2007-11-03 2007-11-06 0 0000936395 CIENA CORP CIEN 0001032553 SMITH GARY B C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM MD 21090 1 1 0 0 President, CEO Common Stock 2007-11-03 4 F 0 1276 46.88 D 93352 D Common Stock 2007-11-05 4 M 0 3840 19.95 A 97192 D Common Stock 2007-11-05 4 S 0 3840 46.4576 D 93352 D Non-Qualified Stock Option (right-to-buy) 19.95 2007-11-05 4 M 0 3840 0.00 D 2014-12-10 Common Stock 3840 23120 D Shares reported represent the amount forfeited to cover the tax liabilities of the reporting person pursuant to a restricted stock unit (RSU) award agreement dated November 1, 2005. The RSU vests at the end of Ciena's fiscal quarters over a four year year term and shares are issued net of taxes upon vesting. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on November 3, 2005. Sales were effected pursuant to Rule 10b5-1 trading plan dated June 22, 2007. Reflects the average sale price of the total shares sold. Actual sale prices are as follows: 100 shares at $46.18; 100 shares at $46.54; 100 shares at $46.45; 100 shares at $46.21; 300 shares at $46.24; 100 shares at $46.15; 100 shares at $46.43; 100 shares at $46.59; 100 shares at $46.65; 100 shares at $46.53; 100 shares at $46.77; 100 shares at $46.80; 100 shares at $46.92; 100 shares at $46.60; 100 shares at $46.54; 100 shares at $46.58; 100 shares at $46.56; 100 shares at $46.70; 100 shares at $46.61; 100 shares at $46.42; 100 shares at $46.31; 100 shares at $46.20; 100 shares at $46.12; 100 shares at $46.29; 100 shares at $46.10; 100 shares at $46.05; 100 shares at $46.26; 100 shares at $46.41; 100 shares at $46.63; 100 shares at $46.79; 100 shares at $46.57; 140 shares at $46.55; 100 shares at $46.47; 100 shares at $46.98; 100 shares at $46.81; and 100 shares at $45.86. Option is fully vested. By: Erik Lichter For: Gary B. Smith 2007-11-20 -----END PRIVACY-ENHANCED MESSAGE-----