-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ScZeTFpmT/tl+eypcxWKnnDWf9QMZpi/eWD9Sd2voUUAnug0mBaFVOWhF7qA4d7H qLpHvg4/UGpP0rTRqbU7LA== 0001198704-06-000001.txt : 20060317 0001198704-06-000001.hdr.sgml : 20060317 20060317134253 ACCESSION NUMBER: 0001198704-06-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060315 FILED AS OF DATE: 20060317 DATE AS OF CHANGE: 20060317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASH HARVEY B CENTRAL INDEX KEY: 0001198704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 06695055 BUSINESS ADDRESS: BUSINESS PHONE: 9723927279 MAIL ADDRESS: STREET 1: 13455 NOEL ROAD STREET 2: SUITE 1670 CITY: DALLAS STATE: TX ZIP: 75240 FORMER NAME: FORMER CONFORMED NAME: CASH H BERRY DATE OF NAME CHANGE: 20021015 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-03-15 0 0000936395 CIENA CORP cien 0001198704 CASH HARVEY B 13455 NOEL ROAD SUITE 1670 DALLAS TX 75240 1 0 0 0 Common Stock 2006-03-15 4 A 0 7500 0 A 386398 D Stock Option (right to buy) 5.35 2006-03-15 4 A 0 22500 0 A 2007-03-15 2016-03-15 Common Stock 22500 22500 D Restricted stock unit that vests in full on the one-year anniversary of the grant date. The shares vest in full on the one-year anniversary of the grant date. Includes 221,486 shares of common stock owned by InterWest Partners VI,L.P. and 7,022 shares owned by InterWest Investors VI, L.P. which Mr. Cash may be deemed to beneficially own by virtue of his status as a Managing Director of InterWest Management Partners VI, LLC, which is the general partner of each limited partnership. Mr. Cash disclaims beneficial ownership of these shares except to the extent of his proportionate partnership interest therein. Also includes 145,000 shares owned by the Harvey B. Cash self-directed IRA, 2,691 shares owned by InterWest Management Profit Sharing Retirement Plan FBO Harvey B. Cash and direct ownership of 10,199 shares. /s/Harvey B. Cash by Anita Weiskerger per POA 2006-03-17 -----END PRIVACY-ENHANCED MESSAGE-----