0001177269-16-000013.txt : 20161223
0001177269-16-000013.hdr.sgml : 20161223
20161223114416
ACCESSION NUMBER: 0001177269-16-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161221
FILED AS OF DATE: 20161223
DATE AS OF CHANGE: 20161223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIENA CORP
CENTRAL INDEX KEY: 0000936395
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 232725311
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
BUSINESS PHONE: 4108658500
MAIL ADDRESS:
STREET 1: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRODSHAM JAMES
CENTRAL INDEX KEY: 0001285617
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36250
FILM NUMBER: 162068309
MAIL ADDRESS:
STREET 1: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-21
0
0000936395
CIENA CORP
CIEN
0001285617
FRODSHAM JAMES
C/O CIENA CORPORATION
7035 RIDGE RD.
HANOVER
MD
21076-1426
0
1
0
0
SR. VP, Chief Strategy Officer
Common Stock
2016-12-21
4
S
0
1050
24.67
D
193458
D
Common Stock
2016-12-21
4
S
0
607
24.67
D
192851
D
Common Stock
2016-12-21
4
S
0
1815
24.67
D
191036
D
Common Stock
2016-12-21
4
S
0
484
24.67
D
190552
D
Common Stock
2016-12-21
4
S
0
6272
24.67
D
184280
D
Common Stock
2016-12-21
4
S
0
1479
24.67
D
182801
D
Common Stock
2016-12-21
4
S
0
645
24.67
D
182156
D
Common Stock
2016-12-21
4
S
0
1500
24.67
D
180656
D
Common Stock
2016-12-21
4
S
0
2492
24.67
D
178164
D
Common Stock
2016-12-21
4
S
0
671
24.67
D
177493
D
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.
Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.
By: Michelle Griswold For: James A. Frodsham
2016-12-22