0001177269-16-000013.txt : 20161223 0001177269-16-000013.hdr.sgml : 20161223 20161223114416 ACCESSION NUMBER: 0001177269-16-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161221 FILED AS OF DATE: 20161223 DATE AS OF CHANGE: 20161223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRODSHAM JAMES CENTRAL INDEX KEY: 0001285617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 162068309 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-12-21 0 0000936395 CIENA CORP CIEN 0001285617 FRODSHAM JAMES C/O CIENA CORPORATION 7035 RIDGE RD. HANOVER MD 21076-1426 0 1 0 0 SR. VP, Chief Strategy Officer Common Stock 2016-12-21 4 S 0 1050 24.67 D 193458 D Common Stock 2016-12-21 4 S 0 607 24.67 D 192851 D Common Stock 2016-12-21 4 S 0 1815 24.67 D 191036 D Common Stock 2016-12-21 4 S 0 484 24.67 D 190552 D Common Stock 2016-12-21 4 S 0 6272 24.67 D 184280 D Common Stock 2016-12-21 4 S 0 1479 24.67 D 182801 D Common Stock 2016-12-21 4 S 0 645 24.67 D 182156 D Common Stock 2016-12-21 4 S 0 1500 24.67 D 180656 D Common Stock 2016-12-21 4 S 0 2492 24.67 D 178164 D Common Stock 2016-12-21 4 S 0 671 24.67 D 177493 D Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. By: Michelle Griswold For: James A. Frodsham 2016-12-22