-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D2Q2Bt8WC8Ab+GGNQz6vztYG90fczk/2H/toaP4v/N0xCv8+dd6pSzqAWAcJBCgb WJI/6dVz95gtWzKQQFG8GA== 0001177265-09-000006.txt : 20091223 0001177265-09-000006.hdr.sgml : 20091223 20091223171652 ACCESSION NUMBER: 0001177265-09-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091220 FILED AS OF DATE: 20091223 DATE AS OF CHANGE: 20091223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETRIK ANDREW C CENTRAL INDEX KEY: 0001177265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 091258861 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-12-20 0 0000936395 CIENA CORP CIEN 0001177265 PETRIK ANDREW C C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 VP, CONTROLLER Common Stock 2009-12-20 4 S 0 131 10.9111 D 92376 D Common Stock 2009-12-21 4 S 0 325 10.9114 D 92051 D Common Stock 2009-12-21 4 S 0 1610 10.9112 D 90441 D Common Stock 2009-12-21 4 S 0 1437 10.911 D 89004 D Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2007. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2007. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2006. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/06. Shares reported reflect the amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sale instruction related to a Performance-Accelerated Restricted Stock Unit (PARSU) award agreement dated December 18, 2007. Acquisition of the PARSU was previously reported in Table I of reporting person's Form 4 on December 20, 2007. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2008. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2008. Shares reported include unvested Restricted Stock Units (RSUs). By: Erik J. Lichter For: Andrew C. Petrik 2009-12-23 -----END PRIVACY-ENHANCED MESSAGE-----