-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LAvr9L3UNwhdbQWx4mlUOXCJLRlklKihb2lSdkZ2ZdJzrEs88TPRtjq0aaeVqFRs DqyR//horH31A4hyrvlCAQ== 0001177265-04-000001.txt : 20040604 0001177265-04-000001.hdr.sgml : 20040604 20040604111827 ACCESSION NUMBER: 0001177265-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040518 FILED AS OF DATE: 20040604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETRIK ANDREW C CENTRAL INDEX KEY: 0001177265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 04848898 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-05-18 0 0000936395 CIENA CORP CIEN 0001177265 PETRIK ANDREW C 1201 WINTERSON ROAD LINTHICUM MD 21090 0 1 0 0 V.P., Controller and Treasurer Employee Stock Option (right to buy) 3.58 2004-05-18 4 A 0 25000 0 A 2005-05-31 2014-05-18 Common Stock 25000 25000 D Employee Stock Option (right to buy) 3.28 2004-05-26 4 A 0 75000 0 A 2005-05-31 2014-05-26 Common Stock 75000 75000 D The shares vest at a rate of 25% on the one year anniversary of the grant date and 2.084% for each full month after the one year anniversary. The shares vest at a rate of 50% on May 31, 2005 and 50% at the end of the first month following the quarter in which the Company achieves positive cash flow from operating activities as reported in the Company's regular financial statements. /s/Andrew Petrik/Anita Weiskerger by POA 2004-06-04 -----END PRIVACY-ENHANCED MESSAGE-----