-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LM1ZcBXLk/8hYX2yhRGCrZTmSxl0ZVS8Oo/rsOl8TSexsSQPgmyvfaDzU8SzWHzr 8MXauLdIvyoAFcSBXLguAQ== 0001177263-07-000004.txt : 20070105 0001177263-07-000004.hdr.sgml : 20070105 20070105105016 ACCESSION NUMBER: 0001177263-07-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070103 FILED AS OF DATE: 20070105 DATE AS OF CHANGE: 20070105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHINNICI JOSEPH R CENTRAL INDEX KEY: 0001177263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 07512208 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-01-03 0 0000936395 CIENA CORP CIEN 0001177263 CHINNICI JOSEPH R C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 0 1 0 0 SR VP FINANCE, CFO Common Stock 2007-01-03 4 S 0 500 28.06 D 44884 D Common Stock 2007-01-03 4 S 0 500 28.08 D 44384 D Common Stock 2007-01-03 4 S 0 1600 28.09 D 42784 D Common Stock 2007-01-03 4 S 0 1100 28.1 D 41684 D Common Stock 2007-01-03 4 S 0 500 28.11 D 41184 D Common Stock 2007-01-03 4 S 0 200 28.12 D 40984 D Common Stock 2007-01-03 4 S 0 400 28.14 D 40584 D Common Stock 2007-01-03 4 S 0 969 28.15 D 39615 D Common Stock 2007-01-03 4 S 0 700 28.16 D 38915 D Common Stock 2007-01-03 4 S 0 172 28.17 D 38743 D Common Stock 2007-01-03 4 S 0 400 28.18 D 38343 D Common Stock 2007-01-03 4 S 0 400 28.2 D 37943 D Common Stock 8176 I by Trust Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 300 27.99 D 2015-11-02 Common Stock 300 35414 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 800 28.03 D 2015-11-02 Common Stock 800 34614 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 200 28.04 D 2015-11-02 Common Stock 200 34414 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 300 28.05 D 2015-11-02 Common Stock 300 34114 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 500 28.06 D 2015-11-02 Common Stock 500 33614 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 500 28.08 D 2015-11-02 Common Stock 500 33114 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 1600 28.09 D 2015-11-02 Common Stock 1600 31514 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 1100 28.1 D 2015-11-02 Common Stock 1100 30414 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 500 28.11 D 2015-11-02 Common Stock 500 29914 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 200 28.12 D 2015-11-02 Common Stock 200 29714 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 131 28.13 D 2015-11-02 Common Stock 131 29583 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 400 28.14 D 2015-11-02 Common Stock 400 29183 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 969 28.15 D 2015-11-02 Common Stock 969 28214 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 700 28.16 D 2015-11-02 Common Stock 700 27514 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 172 28.17 D 2015-11-02 Common Stock 172 27342 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 400 28.18 D 2015-11-02 Common Stock 400 26942 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 400 28.2 D 2015-11-02 Common Stock 400 26542 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 100 28.29 D 2015-11-02 Common Stock 100 26442 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 100 28.31 D 2015-11-02 Common Stock 100 26342 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 90 28.33 D 2015-11-02 Common Stock 90 26252 D Non-Qualified Stock Option (right to buy) 16.52 2007-01-03 4 M 0 210 28.34 D 2015-11-02 Common Stock 210 26042 D Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/19/06. Option vests in equal amounts over 48 months beginning on November 1, 2005. By: Erik Lichter For: Joseph R Chinnici 2007-01-05 -----END PRIVACY-ENHANCED MESSAGE-----