0001177261-20-000068.txt : 20201222 0001177261-20-000068.hdr.sgml : 20201222 20201222143430 ACCESSION NUMBER: 0001177261-20-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201220 FILED AS OF DATE: 20201222 DATE AS OF CHANGE: 20201222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALEXANDER STEPHEN B CENTRAL INDEX KEY: 0001177261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 201407561 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-12-20 0 0000936395 CIENA CORP CIEN 0001177261 ALEXANDER STEPHEN B C/O CIENA CORPORATION 7035 RIDGE RD. HANOVER MD 21076-1426 0 1 0 0 SVP, Chief Technology Officer Common Stock 2020-12-20 4 F 0 679 51.36 D 110004 D Common Stock 2020-12-20 4 F 0 723 51.36 D 109281 D Common Stock 2020-12-20 4 F 0 469 51.36 D 108812 D Common Stock 2020-12-20 4 F 0 444 51.36 D 108368 D Common Stock 2020-12-20 4 F 0 1575 51.36 D 106793 D Common Stock 2020-12-20 4 F 0 1260 51.36 D 105533 D Common Stock 2020-12-20 4 F 0 1299 51.36 D 104234 D Common Stock 2020-12-20 4 F 0 650 51.36 D 103584 D Common Stock 2020-12-20 4 F 0 9240 51.36 D 94344 D Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/12/2017. The earning of the MSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. By: Michelle Rankin For: Stephen B Alexander 2020-12-22