0001177261-18-000086.txt : 20181220 0001177261-18-000086.hdr.sgml : 20181220 20181220193829 ACCESSION NUMBER: 0001177261-18-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181218 FILED AS OF DATE: 20181220 DATE AS OF CHANGE: 20181220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRODSHAM JAMES CENTRAL INDEX KEY: 0001285617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 181247343 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-12-18 0 0000936395 CIENA CORP CIEN 0001285617 FRODSHAM JAMES C/O CIENA CORPORATION 7035 RIDGE RD. HANOVER MD 21076-1426 0 1 0 0 SR. VP, Chief Strategy Officer Common Stock 2018-12-18 4 A 0 21733 0.0 A 171129 D Common Stock 2018-12-18 4 A 0 20401 0.0 A 191530 D Market Stock Units (2021) 0.0 2018-12-18 4 A 0 8693 0.0 A Common Stock 8693 8693 D Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019. Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. The MSUs will vest on December 20, 2021, subject to the performance conditions described above. By: Michelle Rankin For: James A. Frodsham 2018-12-20