0001177261-15-000131.txt : 20151223
0001177261-15-000131.hdr.sgml : 20151223
20151223145952
ACCESSION NUMBER: 0001177261-15-000131
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151221
FILED AS OF DATE: 20151223
DATE AS OF CHANGE: 20151223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIENA CORP
CENTRAL INDEX KEY: 0000936395
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 232725311
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
BUSINESS PHONE: 4108658500
MAIL ADDRESS:
STREET 1: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH GARY B
CENTRAL INDEX KEY: 0001032553
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36250
FILM NUMBER: 151305496
MAIL ADDRESS:
STREET 1: C/O CIENA CORPORATION
STREET 2: 7035 RIDGE ROAD
CITY: HANOVER
STATE: MD
ZIP: 21076
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-12-21
0
0000936395
CIENA CORP
CIEN
0001032553
SMITH GARY B
C/O CIENA CORPORATION
7035 RIDGE RD.
HANOVER
MD
21076-1426
1
1
0
0
PRESIDENT, CEO
Common Stock
2015-12-21
4
S
0
3064.0
19.9
D
946612
D
Common Stock
2015-12-21
4
S
0
15340.0
19.9
D
931272
D
Common Stock
2015-12-21
4
S
0
10227.0
19.9
D
921045
D
Common Stock
2015-12-21
4
S
0
3835.0
19.9
D
917210
D
Common Stock
2015-12-21
4
S
0
16221.0
19.9
D
900989
D
Common Stock
2015-12-21
4
S
0
5422.0
19.9
D
895567
D
Common Stock
2015-12-21
4
S
0
2882.0
19.9
D
892685
D
Common Stock
2015-12-21
4
S
0
3833.0
19.9
D
888852
D
Common Stock
2015-12-21
4
S
0
12951.0
19.9
D
875901
D
Common Stock
2015-12-21
4
S
0
41085.0
19.9
D
834816
D
RSU Taxes - 12/15/2011 (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.)
Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to performance stock unit (PSU) award agreement dated 12/18/2012. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2013.
RSU Tax Sales 12/18/12 (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.)
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.
RSU Tax Sales 12/17/13 Award (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.)
RSU tax sales - 12/17/14 grant (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.)
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.
By: Erik Lichter For: Gary B. Smith
2015-12-23