0001032553-16-000066.txt : 20161021 0001032553-16-000066.hdr.sgml : 20161021 20161021213445 ACCESSION NUMBER: 0001032553-16-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161019 FILED AS OF DATE: 20161021 DATE AS OF CHANGE: 20161021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH GARY B CENTRAL INDEX KEY: 0001032553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 161947134 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-10-19 0 0000936395 CIENA CORP CIEN 0001032553 SMITH GARY B C/O CIENA CORPORATION 7035 RIDGE RD. HANOVER MD 21076-1426 1 1 0 0 PRESIDENT, CEO Common Stock 2016-10-19 4 S 0 4000.0 20.5634 D 702524 D Common Stock 2016-10-20 4 S 0 4000.0 20.1353 D 698524 D Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016. Reflects the weighted average sales price with transactions in a range of sales from $20.26 to $20.70. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the weighted average sales price with transactions in a range of sales from $20.04 to $20.27. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. By: Michelle Griswold For: Gary B. Smith 2016-10-20