0001032553-15-000022.txt : 20150930 0001032553-15-000022.hdr.sgml : 20150930 20150930142547 ACCESSION NUMBER: 0001032553-15-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150928 FILED AS OF DATE: 20150930 DATE AS OF CHANGE: 20150930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH GARY B CENTRAL INDEX KEY: 0001032553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 151133408 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-09-28 0 0000936395 CIENA CORP CIEN 0001032553 SMITH GARY B C/O CIENA CORPORATION 7035 RIDGE RD. HANOVER MD 21076-1426 1 1 0 0 PRESIDENT, CEO Common Stock 2015-09-28 4 M 0 4800.0 16.52 A 550283 D Common Stock 2015-09-28 4 S 0 4800.0 20.4204 D 545483 D Common Stock 2015-09-29 4 M 0 4800.0 16.52 A 550283 D Common Stock 2015-09-29 4 S 0 4800.0 20.323 D 545483 D Non-Qualified Stock Option (right to buy) 16.52 2015-09-28 4 M 0 4800.0 0.0 D 2015-11-02 Common Stock 4800 13837 D Non-Qualified Stock Option (right to buy) 16.52 2015-09-29 4 M 0 4800.0 0.0 D 2015-11-02 Common Stock 4800 9037 D Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/1/2015. Reflects the weighted average sales price with transactions in a range of sales prices from $20.24 to $20.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. Reflects the weighted average sales price with transactions in a range of sales prices from $20.28 to $20.41. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. Option is fully vested. By: Erik Lichter For: Gary B. Smith 2015-09-30