0001032553-15-000020.txt : 20150817 0001032553-15-000020.hdr.sgml : 20150817 20150817120321 ACCESSION NUMBER: 0001032553-15-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150813 FILED AS OF DATE: 20150817 DATE AS OF CHANGE: 20150817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH GARY B CENTRAL INDEX KEY: 0001032553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 151058255 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-08-13 0 0000936395 CIENA CORP CIEN 0001032553 SMITH GARY B C/O CIENA CORPORATION 7035 RIDGE RD. HANOVER MD 21076-1426 1 1 0 0 PRESIDENT, CEO Common Stock 2015-08-13 4 M 0 4800.0 16.52 A 563891 D Common Stock 2015-08-13 4 S 0 4800.0 23.9431 D 559091 D Common Stock 2015-08-14 4 M 0 4800.0 16.52 A 563891 D Common Stock 2015-08-14 4 S 0 4800.0 23.4584 D 559091 D Non-Qualified Stock Option (right to buy) 16.52 2015-08-13 4 M 0 4800.0 0.0 D 2015-11-02 Common Stock 4800 23437 D Non-Qualified Stock Option (right to buy) 16.52 2015-08-14 4 M 0 4800.0 0.0 D 2015-11-02 Common Stock 4800 18637 D Shares reported include unvested Restricted Stock Units (RSUs). Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/1/2015. Option is fully vested. By: Erik Lichter For: Gary B. Smith 2015-08-14