0001032553-13-000039.txt : 20131219 0001032553-13-000039.hdr.sgml : 20131219 20131219172018 ACCESSION NUMBER: 0001032553-13-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131217 FILED AS OF DATE: 20131219 DATE AS OF CHANGE: 20131219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH GARY B CENTRAL INDEX KEY: 0001032553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 131289068 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-12-17 0 0000936395 CIENA CORP CIEN 0001032553 SMITH GARY B C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 1 1 0 0 PRESIDENT, CEO Common Stock 2013-12-17 4 A 0 90010.0 0.0 A 351865 D Common Stock 2013-12-17 4 A 0 149700.0 0.0 A 501565 D Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2014. Shares reported include unvested Restricted Stock Units (RSUs). Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/18/2012 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2013, 2014, and 2015. By: Erik Lichter For: Gary B Smith 2013-12-19