-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OXyDsHa+6fi0jxDZtcr7iAeNBCimlTLrMMgxlLVk0pVY8DPKQPNrsNdieE9zoiVI FOllVMrfOCSWTET8OWPJfw== 0001032553-07-000013.txt : 20071121 0001032553-07-000013.hdr.sgml : 20071121 20071121133143 ACCESSION NUMBER: 0001032553-07-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071120 FILED AS OF DATE: 20071121 DATE AS OF CHANGE: 20071121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH GARY B CENTRAL INDEX KEY: 0001032553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 071262533 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-11-20 0 0000936395 CIENA CORP CIEN 0001032553 SMITH GARY B C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 1 1 0 0 PRESIDENT, CEO Common Stock 2007-11-20 4 M 0 3840 19.95 A 97192 D Common Stock 2007-11-20 4 S 0 3840 41.7149 D 93352 D Non-Qualified Stock Option (right to buy) 19.95 2007-11-20 4 M 0 3840 0 D 2014-12-10 Common Stock 3840 19280 D Sales were effected pursuant to Rule 10b5-1 trading plan dated June 22, 2007. Reflects the average sale price of the total shares sold. Actual sale prices are as follows: 100 shares at $42.89; 100 shares at $42.28; 100 shares at $42.22; 100 shares at $42.05; 100 shares at $42.23; 100 shares at $42.14; 100 shares at $42.03; 100 shares at $41.92; 100 shares at $41.84; 100 shares at $42.08; 100 shares at $41.49; 100 shares at $41.39; 100 shares at $41.57; 140 shares at $41.38; 100 shares at $41.63; 100 shares at $41.80; 100 shares at $42.46; 100 shares at $41.93; 100 shares at $41.57; 100 shares at $41.46; 100 shares at $41.28; 100 shares at $41.17; 100 shares at $41.01; 100 shares at $40.97; 100 shares at $41.08; 100 shares at $41.31; 100 shares at $41.41; 100 shares at $41.32; 200 shares at $41.25; 100 shares at $41.43; 100 shares at $41.64; 100 shares at $42.20; 100 shares at $42.49; 100 shares at $42.19; 100 shares at $41.64; 100 shares at $41.14; and 100 shares at $42.16. Option is fully vested. By: Erik Lichter For: Gary B. Smith 2007-11-21 -----END PRIVACY-ENHANCED MESSAGE-----